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iShares Micro-Cap ETF

209 hedge funds and large institutions have $735M invested in iShares Micro-Cap ETF in 2021 Q1 according to their latest regulatory filings, with 46 funds opening new positions, 46 increasing their positions, 74 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

188% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 16

63% more call options, than puts

Call options by funds: $21.1M | Put options by funds: $12.9M

37% more capital invested

Capital invested by funds: $538M → $735M (+$197M)

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

17% more funds holding

Funds holding: 179209 (+30)

1.06% more ownership

Funds ownership: 54.02%55.08% (+1.1%)

38% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 74

Holders
209
Holders Change
+30
Holders Change %
+16.76%
% of All Funds
3.67%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
46
Increased
46
Reduced
74
Closed
16
Calls
$21.1M
Puts
$12.9M
Net Calls
+$8.17M
Net Calls Change
+$9.35M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$45.7M +$13.9M +97,607 +46%
MFM
2
MD Financial Management
Ontario, Canada
$38.7M -$10.2M -71,410 -14%
Morgan Stanley
3
Morgan Stanley
New York
$37.4M +$20.6M +144,447 +131%
HHGA
4
Halbert Hargrove Global Advisors
California
$30.4M -$854K -5,976 -3%
SI
5
Stephens Inc
Arkansas
$27.6M -$15.8M -110,548 -37%
OCM
6
One Capital Management
California
$24.1M -$2.99M -20,955 -11%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$23.8M +$22.2M +155,097 +2,364%
AAS
8
Avantax Advisory Services
Texas
$23M -$880K -6,160 -4%
Wells Fargo
9
Wells Fargo
California
$19.8M +$1.37M +9,621 +8%
Citadel Advisors
10
Citadel Advisors
Florida
$17.9M +$8.68M +60,738 +100%
AA
11
Alesco Advisors
New York
$17M -$1.09M -7,621 -6%
Goldman Sachs
12
Goldman Sachs
New York
$16.7M +$14.3M +100,000 +723%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$15.7M -$2.02M -14,139 -12%
EA
14
Efficient Advisors
Ohio
$15.6M -$1.37M -9,582 -8%
PS
15
Portfolio Strategies
New York
$15.6M +$15.1M +105,980 New
RC
16
RegentAtlantic Capital
New Jersey
$14.7M -$1.83M -12,792 -11%
JP Morgan Chase
17
JP Morgan Chase
New York
$14.2M +$6.98M +48,860 +102%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$14.2M +$184K +1,289 +1%
UBS Group
19
UBS Group
Switzerland
$13.6M -$613K -4,292 -4%
EWM
20
Empirical Wealth Management
Washington
$12.7M -$3.75M -26,241 -23%
AFG
21
Arkansas Financial Group
Arkansas
$12.4M -$2.47M -17,286 -17%
HighTower Advisors
22
HighTower Advisors
Illinois
$12.2M +$235K +1,648 +2%
Osaic Holdings
23
Osaic Holdings
Arizona
$11.8M +$5.61M +39,246 +96%
JMPWA
24
JP Morgan Private Wealth Advisors
California
$11.5M +$8.15M +57,058 +268%
CL
25
CPWM LLC
Washington
$11.4M -$459K -3,215 -4%

IWC Hedge Fund Activity: Q1 2021 in Review

209 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q1 2021, worth a combined $735M — up 37% from $538M a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new IWC positions and 16 closed out — a net gain of 30 holders — while 46 added to existing stakes and 74 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $22.2M. The largest seller was Stephens Inc, cutting an estimated $15.8M.

  • 209 institutional investors held iShares Micro-Cap ETF (IWC) as of Q1 2021, up from 179 in Q4 2020.
  • Funds reported $735M of iShares Micro-Cap ETF stock for Q1 2021, up 37% quarter-over-quarter.
  • 46 funds opened new iShares Micro-Cap ETF positions in Q1 2021 and 16 closed out, a net change of +30 holders.
  • The largest iShares Micro-Cap ETF buyer in Q1 2021 was Envestnet Asset Management, an estimated $22.2M added.
  • The largest iShares Micro-Cap ETF seller in Q1 2021 was Stephens Inc, an estimated $15.8M sold.

Based on aggregated 13F filings for Q1 2021.