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iShares Micro-Cap ETF

139 hedge funds and large institutions have $533M invested in iShares Micro-Cap ETF in 2015 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 50 increasing their positions, 49 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

134% more call options, than puts

Call options by funds: $5.8M | Put options by funds: $2.48M

13% more funds holding in top 10

Funds holding in top 10: 89 (+1)

2% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 49

0.65% more ownership

Funds ownership: 56.51%57.16% (+0.65%)

6% less capital invested

Capital invested by funds: $567M → $533M (-$34.8M)

7% less funds holding

Funds holding: 149139 (-10)

30% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 23

Holders
139
Holders Change
-10
Holders Change %
-6.71%
% of All Funds
3.7%
Holding in Top 10
9
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+12.5%
% of All Funds
0.24%
New
16
Increased
50
Reduced
49
Closed
23
Calls
$5.8M
Puts
$2.48M
Net Calls
+$3.32M
Net Calls Change
-$7.5M
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$49.7M +$715K +9,296 +2%
Bank of America
2
Bank of America
North Carolina
$47.8M -$5.28M -68,612 -10%
QI
3
QS Investors
New York
$45.4M -$1.02M -13,229 -2%
Wells Fargo
4
Wells Fargo
California
$44.3M +$377K +4,897 +0.9%
Creative Planning
5
Creative Planning
Kansas
$21.6M +$5.41M +70,367 +35%
EA
6
Efficient Advisors
Ohio
$19.6M +$266K +3,460 +1%
Morgan Stanley
7
Morgan Stanley
New York
$15.8M -$177K -2,297 -1%
Goldman Sachs
8
Goldman Sachs
New York
$14.5M -$927K -12,051 -6%
UBS Group
9
UBS Group
Switzerland
$13.9M +$846K +10,993 +7%
RC
10
RegentAtlantic Capital
New Jersey
$13.2M -$117K -1,521 -0.9%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$12.5M +$12.2M +158,006 New
AA
12
Alesco Advisors
New York
$11.2M +$340K +4,416 +3%
OCM
13
One Capital Management
California
$10.2M +$870K +11,317 +10%
BFPW
14
BOK Financial Private Wealth
Colorado
$10.2M -$647K -8,416 -6%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$9.46M -$1.55M -20,135 -14%
TAIM
16
TD Ameritrade Investment Management
Nebraska
$9.32M +$551K +7,163 +6%
MAA
17
Managed Account Advisors
New Jersey
$9.2M +$169K +2,200 +2%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$8.69M +$6.97M +90,599 +470%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$8.36M +$7.37M +95,833 +969%
Citigroup
20
Citigroup
New York
$8.35M +$69K +897 +0.9%
CS
21
Credit Suisse
Switzerland
$6.97M +$6.78M +88,124 New
PCM
22
Price Capital Management
Louisiana
$6.96M +$6.77M +88,000 New
MBT
23
Monroe Bank & Trust
Michigan
$6.96M -$32.6K -424 -0.5%
HSA
24
HBK Sorce Advisory
Pennsylvania
$6.93M +$18K +234 +0.3%
CBU
25
CIBC Bank USA
Illinois
$6.02M -$315K -4,092 -5%

IWC Hedge Fund Activity: Q1 2015 in Review

139 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q1 2015, worth a combined $533M — down 6.1% from $567M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of IWC and 16 opened new positions — a net loss of 7 holders — while 49 trimmed existing stakes and 50 added.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $12.2M. The largest seller was RiverFront Investment Group, exiting entirely with an estimated $45.8M sold.

  • 139 institutional investors held iShares Micro-Cap ETF (IWC) as of Q1 2015, down from 149 in Q4 2014.
  • Funds reported $533M of iShares Micro-Cap ETF stock for Q1 2015, down 6.1% quarter-over-quarter.
  • 16 funds opened new iShares Micro-Cap ETF positions in Q1 2015 and 23 closed out, a net change of -7 holders.
  • The largest iShares Micro-Cap ETF buyer in Q1 2015 was Susquehanna International Group, an estimated $12.2M added.
  • The largest iShares Micro-Cap ETF seller in Q1 2015 was RiverFront Investment Group, an estimated $45.8M sold.

Based on aggregated 13F filings for Q1 2015.