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iShares Micro-Cap ETF

228 hedge funds and large institutions have $752M invested in iShares Micro-Cap ETF in 2021 Q4 according to their latest regulatory filings, with 51 funds opening new positions, 66 increasing their positions, 56 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more call options, than puts

Call options by funds: $3.91M | Put options by funds: $1.52M

132% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 22

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

18% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 56

12% more funds holding

Funds holding: 204228 (+24)

2.49% more ownership

Funds ownership: 57.65%60.13% (+2.5%)

4% more capital invested

Capital invested by funds: $721M → $752M (+$30.4M)

Holders
228
Holders Change
+24
Holders Change %
+11.76%
% of All Funds
3.51%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
51
Increased
66
Reduced
56
Closed
22
Calls
$3.91M
Puts
$1.52M
Net Calls
+$2.39M
Net Calls Change
-$1.16M
Name Holding Trade Value Shares
Change
Change in
Stake
MFM
1
MD Financial Management
Ontario, Canada
$71.4M +$5.48M +37,788 +8%
Morgan Stanley
2
Morgan Stanley
New York
$50.3M -$1.97M -13,589 -4%
Bank of America
3
Bank of America
North Carolina
$48.4M +$4.09M +28,202 +9%
HHGA
4
Halbert Hargrove Global Advisors
California
$28M +$285K +1,962 +1%
OCM
5
One Capital Management
California
$25.2M +$363K +2,502 +1%
Citadel Advisors
6
Citadel Advisors
Florida
$23.4M +$11.6M +80,070 +91%
SI
7
Stephens Inc
Arkansas
$20.9M -$1.14M -7,851 -5%
AAS
8
Avantax Advisory Services
Texas
$20.8M +$318K +2,191 +1%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$20.8M +$656K +4,521 +3%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$18.6M -$323K -2,226 -2%
NW
11
Naviter Wealth
Arkansas
$17.7M +$18.4M +126,760 New
Goldman Sachs
12
Goldman Sachs
New York
$15.9M
Wells Fargo
13
Wells Fargo
California
$15.3M -$3.63M -25,011 -19%
EWM
14
Empirical Wealth Management
Washington
$15.3M +$1.34M +9,267 +9%
AA
15
Alesco Advisors
New York
$15.2M -$290K -1,999 -2%
AFG
16
Arkansas Financial Group
Arkansas
$14.3M +$1.02M +7,036 +7%
RC
17
RegentAtlantic Capital
New Jersey
$13.8M -$42.4K -292 -0.3%
JP Morgan Chase
18
JP Morgan Chase
New York
$13.6M +$162K +1,116 +1%
EA
19
Efficient Advisors
Ohio
$12.3M -$431K -2,972 -3%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$11.7M -$6.09M -41,998 -33%
CL
21
CPWM LLC
Washington
$11.5M
Osaic Holdings
22
Osaic Holdings
Arizona
$10.7M +$1.03M +7,092 +10%
Creative Planning
23
Creative Planning
Kansas
$10.3M +$143K +983 +1%
HighTower Advisors
24
HighTower Advisors
Illinois
$10.1M +$585K +4,031 +6%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$10M +$1.04M +7,163 +11%

IWC Hedge Fund Activity: Q4 2021 in Review

228 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q4 2021, worth a combined $752M — up 4.2% from $721M a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new IWC positions and 22 closed out — a net gain of 29 holders — while 66 added to existing stakes and 56 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $11.6M. The largest seller was Janney Montgomery Scott, cutting an estimated $6.09M.

  • 228 institutional investors held iShares Micro-Cap ETF (IWC) as of Q4 2021, up from 204 in Q3 2021.
  • Funds reported $752M of iShares Micro-Cap ETF stock for Q4 2021, up 4.2% quarter-over-quarter.
  • 51 funds opened new iShares Micro-Cap ETF positions in Q4 2021 and 22 closed out, a net change of +29 holders.
  • The largest iShares Micro-Cap ETF buyer in Q4 2021 was Citadel Advisors, an estimated $11.6M added.
  • The largest iShares Micro-Cap ETF seller in Q4 2021 was Janney Montgomery Scott, an estimated $6.09M sold.

Based on aggregated 13F filings for Q4 2021.