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iShares Micro-Cap ETF

136 hedge funds and large institutions have $397M invested in iShares Micro-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 49 increasing their positions, 49 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

7% more capital invested

Capital invested by funds: $372M → $397M (+$25.5M)

0% more funds holding

Funds holding: 136136 (0)

0% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 49

1.07% less ownership

Funds ownership: 52.82%51.75% (-1.1%)

78% less call options, than puts

Call options by funds: $476K | Put options by funds: $2.19M

Holders
136
Holders Change
Holders Change %
0%
% of All Funds
3.63%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
10
Increased
49
Reduced
49
Closed
7
Calls
$476K
Puts
$2.19M
Net Calls
-$1.72M
Net Calls Change
-$1.09M
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$52.2M -$680K -9,051 -1%
QI
2
QS Investors
New York
$45.8M +$2.27M +30,225 +5%
Wells Fargo
3
Wells Fargo
California
$27.6M -$1.96M -26,097 -7%
Bank of America
4
Bank of America
North Carolina
$24.5M -$5.23M -69,570 -18%
EA
5
Efficient Advisors
Ohio
$18.6M -$586K -7,801 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$14.9M +$5.9M +78,536 +70%
AA
7
Alesco Advisors
New York
$14.4M -$2.21M -29,472 -14%
Morgan Stanley
8
Morgan Stanley
New York
$13.4M +$225K +2,993 +2%
OCM
9
One Capital Management
California
$12.3M +$131K +1,743 +1%
RC
10
RegentAtlantic Capital
New Jersey
$11.8M -$73.3K -976 -0.6%
BFPW
11
BOK Financial Private Wealth
Colorado
$10.7M -$808K -10,754 -7%
DY
12
Dowling & Yahnke
California
$9.84M -$766K -10,195 -7%
Creative Planning
13
Creative Planning
Kansas
$9.15M -$336K -4,475 -4%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$8.52M +$1.24M +16,512 +18%
MBT
15
Monroe Bank & Trust
Michigan
$8M +$444K +5,912 +6%
SAM
16
Silvercrest Asset Management
New York
$5.81M -$16.9K -225 -0.3%
PP
17
Pegasus Partners
Wisconsin
$4.72M +$721K +9,604 +19%
UBS Group
18
UBS Group
Switzerland
$4.7M -$864K -11,499 -16%
Charles Schwab
19
Charles Schwab
California
$4.67M -$120K -1,594 -3%
TAIM
20
TD Ameritrade Investment Management
Nebraska
$4.65M -$190K -2,535 -4%
WMG
21
WESCAP Management Group
California
$4.16M -$366K -4,876 -8%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$3.79M +$2.38M +31,642 +186%
SG Americas Securities
23
SG Americas Securities
New York
$3.75M +$2.03M +26,966 +128%
PA
24
Parkside Advisors
California
$3.65M -$100K -1,332 -3%
JWS
25
Juncture Wealth Strategies
Arizona
$3.49M +$165K +2,197 +5%

IWC Hedge Fund Activity: Q3 2016 in Review

136 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2016, worth a combined $397M — up 6.9% from $372M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new IWC positions and 7 closed out — a net gain of 3 holders — while 49 added to existing stakes and 49 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $5.9M. The largest seller was Citigroup, cutting an estimated $7.52M.

  • 136 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $397M of iShares Micro-Cap ETF stock for Q3 2016, up 6.9% quarter-over-quarter.
  • 10 funds opened new iShares Micro-Cap ETF positions in Q3 2016 and 7 closed out, a net change of +3 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2016 was Royal Bank of Canada, an estimated $5.9M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2016 was Citigroup, an estimated $7.52M sold.

Based on aggregated 13F filings for Q3 2016.