UBS’s iShares Micro-Cap ETF IWC Stock Holding History

UBS’s Portfolio IWC Stock Details IWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$17.6M	Sell	253,268 -9,793	-4%	-$711K	0.01%	1040
2014 Q2	$20M	Sell	263,061 -6,638	-2%	-$486K	0.02%	886
2014 Q1	$20.8M	Buy	269,699 +111,068	+70%	+$8.53M	0.02%	772
2013 Q4	$11.9M	Buy	158,631 +27,708	+21%	+$1.97M	0.01%	1129
2013 Q3	$8.97M	Buy	130,923 +3,650	+3%	+$241K	0.01%	1214
2013 Q2	$7.86M	Buy	+127,273	New	+$7.6M	0.01%	1225

Other funds holding IWC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Efficient Advisors Mason, Ohio $1.41B AUM 13.81% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

UBS's IWC Position: Q3 2014 in Review

UBS reduced its iShares Micro-Cap ETF (IWC) stake by 3.7% in Q3 2014, selling an estimated $711K and leaving 253,268 shares worth $17.6M. The position accounts for 0.01% of the portfolio, ranked #1040.

UBS first reported a position in IWC in Q2 2013 and has held it in 6 quarters since. The position peaked at $20.8M in Q1 2014. 125 funds tracked by Wall St. Rank hold IWC as of Q3 2014.

UBS held 253,268 shares of iShares Micro-Cap ETF worth $17.6M as of Q3 2014.
UBS sold 9,793 iShares Micro-Cap ETF shares in Q3 2014, an estimated $711K.
iShares Micro-Cap ETF made up 0.01% of UBS's portfolio in Q3 2014, its #1040 holding.
UBS first reported a position in iShares Micro-Cap ETF in Q2 2013 and has held it in 6 quarters since.
UBS's iShares Micro-Cap ETF position peaked at $20.8M in Q1 2014.
125 funds tracked by Wall St. Rank held iShares Micro-Cap ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.