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iShares Micro-Cap ETF
IWC

136 hedge funds and large institutions have $397M invested in iShares Micro-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 49 increasing their positions, 49 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

7% more capital invested

Capital invested by funds: $372M → $397M (+$25.5M)

0% more funds holding

Funds holding: 136 → 136 (0)

0% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 49

1.07% less ownership

Funds ownership: 52.82% → 51.75% (-1.1%)

78% less call options, than puts

Call options by funds: $476K | Put options by funds: $2.19M

Holders
136
Holders Change
–
Holders Change %
0%
% of All Funds
3.63%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
10
Increased
49
Reduced
49
Closed
7
Calls
$476K
Puts
$2.19M
Net Calls
-$1.72M
Net Calls Change
-$1.09M

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.9M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.38M
3
QI
QS Investors
New York
+$2.27M
4
SG Americas Securities
SG Americas Securities
New York
+$2.03M
5
HighTower Advisors
HighTower Advisors
Illinois
+$1.36M

Top Sellers

Rank Fund Capital Flow
1
Citigroup
Citigroup
New York
-$7.52M
2
Bank of America
Bank of America
North Carolina
-$5.23M
3
AA
Alesco Advisors
New York
-$2.21M
4
Citadel Advisors
Citadel Advisors
Florida
-$2.2M
5
ACM
Avalon Capital Management
California
-$2.01M
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
126
Evercore Wealth Management
New York
$4K – – –
Mariner
127
Mariner
Kansas
$4K +$3.75K +50 New
CCS
128
Crosspoint Capital Strategies
California
$3K – – –
GI
129
Gradient Investments
Minnesota
$3K – – –
KF
130
Krilogy Financial
Missouri
$2K – – –
TFA
131
Transamerica Financial Advisors
Florida
$2K – – –
FANJ
132
Financial Architects (New Jersey)
New Jersey
$1K – – –
ACM
133
Argentus Capital Management
Texas
$1K +$826 +11 New
AF
134
Allworth Financial
California
$1K +$1.2K +16 New
ACM
135
Avalon Capital Management
California
– -$2.01M -28,368 Closed
AI
136
Ariel Investments
Illinois
– -$234K -3,313 Closed
Bessemer Group
137
Bessemer Group
New Jersey
– -$78K -1,100 Closed
AWM
138
Avior Wealth Management
Nebraska
– -$65K -920 Closed
CTC
139
Central Trust Company
Missouri
– -$22K -317 Closed
CGT
140
Capital Guardian Trust
California
– -$14K -200 Closed
CG
141
Cutler Group
California
– -$5K -82 Closed
2 3 4 5
6

IWC Hedge Fund Activity: Q3 2016 in Review

136 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2016, worth a combined $397M — up 6.9% from $372M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new IWC positions and 7 closed out — a net gain of 3 holders — while 49 added to existing stakes and 49 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $5.9M. The largest seller was Citigroup, cutting an estimated $7.52M.

  • 136 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $397M of iShares Micro-Cap ETF stock for Q3 2016, up 6.9% quarter-over-quarter.
  • 10 funds opened new iShares Micro-Cap ETF positions in Q3 2016 and 7 closed out, a net change of +3 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2016 was Royal Bank of Canada, an estimated $5.9M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2016 was Citigroup, an estimated $7.52M sold.

Based on aggregated 13F filings for Q3 2016.