Ariel Investments’s iShares Micro-Cap ETF IWC Stock Holding History

Ariel Investments’s Portfolio IWC Stock Details IWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-12,602	Closed	-$1.08M	–	192
2016 Q4	$1.08M	Buy	+12,602	New	+$1.01M	0.01%	184
2016 Q3	–	Sell	-3,313	Closed	-$234K	–	190
2016 Q2	$234K	Buy	+3,313	New	+$231K	﹤0.01%	192
2016 Q1	–	Sell	-18,192	Closed	-$1.31M	–	200
2015 Q4	$1.31M	Buy	+18,192	New	+$1.34M	0.02%	178
2014 Q1	–	Sell	-4,000	Closed	-$300K	–	186
2013 Q4	$300K	Buy	4,000 +900	+29%	+$64K	﹤0.01%	179
2013 Q3	$212K	Buy	+3,100	New	+$205K	﹤0.01%	173

Other funds holding IWC

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Efficient Advisors Mason, Ohio $1.41B AUM 13.81% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

OCM

One Capital Management Westlake Village, California $3.65B AUM 15.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

RegentAtlantic Capital Morristown, New Jersey $3.34B AUM 14.54% 1-Year Est. Return

BFPW

BOK Financial Private Wealth Denver, Colorado $1.66B AUM 18.56% 1-Year Est. Return

Ariel Investments's IWC Position: Q1 2017 in Review

Ariel Investments sold out of iShares Micro-Cap ETF (IWC) in Q1 2017, closing a stake of 12,602 shares — an estimated $1.08M sold.

Ariel Investments first reported a position in IWC in Q3 2013 and held it in 5 quarters. The position peaked at $1.31M in Q4 2015. 149 funds tracked by Wall St. Rank hold IWC as of Q1 2017.

Ariel Investments reported no remaining iShares Micro-Cap ETF position as of Q1 2017 after selling out during the quarter.
Ariel Investments sold 12,602 iShares Micro-Cap ETF shares in Q1 2017, an estimated $1.08M.
Ariel Investments first reported a position in iShares Micro-Cap ETF in Q3 2013 and held it in 5 quarters.
Ariel Investments's iShares Micro-Cap ETF position peaked at $1.31M in Q4 2015.
149 funds tracked by Wall St. Rank held iShares Micro-Cap ETF as of Q1 2017.

Based on Ariel Investments's 13F filing for Q1 2017, filed 11 May 2017.