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iShares Micro-Cap ETF
IWC

135 hedge funds and large institutions have $570M invested in iShares Micro-Cap ETF in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 44 increasing their positions, 43 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more call options, than puts

Call options by funds: $5.2M | Put options by funds: $3.15M

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

4% more funds holding

Funds holding: 130 → 135 (+5)

2% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 43

0% more funds holding in top 10

Funds holding in top 10: 6 → 6 (0)

4% less capital invested

Capital invested by funds: $593M → $570M (-$22.7M)

3.2% less ownership

Funds ownership: 54.34% → 51.14% (-3.2%)

Holders
135
Holders Change
+5
Holders Change %
+3.85%
% of All Funds
3.88%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.17%
New
17
Increased
44
Reduced
43
Closed
11
Calls
$5.2M
Puts
$3.15M
Net Calls
+$2.05M
Net Calls Change
+$3.3M

Top Buyers

Rank Fund Capital Flow
1
QI
QS Investors
New York
+$5.57M
2
TAIM
TD Ameritrade Investment Management
Nebraska
+$4.7M
3
TH
Timber Hill
Connecticut
+$3.31M
4
FAAM
First Allied Asset Management
California
+$3.24M
5
RIG
RiverFront Investment Group
Virginia
+$1.99M

Top Sellers

Rank Fund Capital Flow
1
Citigroup
Citigroup
New York
-$14.8M
2
Morgan Stanley
Morgan Stanley
New York
-$5.89M
3
JP Morgan Chase
JP Morgan Chase
New York
-$3.93M
4
LPL Financial
LPL Financial
California
-$3.43M
5
FIG
FundX Investment Group
California
-$3.36M
Name Holding Trade Value Shares
Change 		Change in
Stake
VCP
76
Vista Capital Partners
Oregon
$478K – – –
KIA
77
KCM Investment Advisors
California
$474K +$456K +6,225 New
AIS
78
American Investment Services
Massachusetts
$449K – – –
Commonwealth Equity Services
79
Commonwealth Equity Services
Massachusetts
$426K +$13.9K +190 +4%
CFA
80
Camarda Financial Advisors
Florida
$388K +$74.1K +1,011 +25%
GIA
81
GHP Investment Advisors
Colorado
$387K +$366 +5 +0.1%
US Bancorp
82
US Bancorp
Minnesota
$386K -$2.42K -33 -0.6%
WRM
83
Westport Resources Management
Connecticut
$308K – – –
RBC
84
Ronald Blue & Co
Georgia
$307K +$41.3K +564 +16%
UBWV
85
United Bank (West Virginia)
West Virginia
$293K -$58K -792 -17%
RJT
86
Raymond James Trust
Florida
$290K -$1.39K -19 -0.5%
Deutsche Bank
87
Deutsche Bank
Germany
$266K -$117K -1,600 -31%
NEPWA
88
New England Private Wealth Advisors
Massachusetts
$263K – – –
State Street
89
State Street
Massachusetts
$257K – – –
Citadel Advisors
90
Citadel Advisors
Florida
$253K +$25.3K +346 +12%
MFP
91
Mosaic Financial Partners
California
$249K – – –
LI
92
LVZ Inc
Michigan
$248K +$239K +3,264 New
CNBT
93
Canandaigua National Bank & Trust
New York
$239K – – –
CIA
94
CCM Investment Advisers
South Carolina
$230K – – –
FCB
95
First Citizens Bancorporation
South Carolina
$230K – – –
Carson Wealth (CWM LLC)
96
Carson Wealth (CWM LLC)
Nebraska
$215K – – –
RCM
97
RNC Capital Management
California
$215K +$5.5K +75 +3%
PO
98
Private Ocean
California
$214K +$220 +3 +0.1%
Susquehanna International Group
99
Susquehanna International Group
Pennsylvania
$213K +$205K +2,800 New
SCA
100
Stillwater Capital Advisors
Pennsylvania
$212K -$171K -2,335 -46%
2 3
4
5 6

IWC Hedge Fund Activity: Q2 2014 in Review

135 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q2 2014, worth a combined $570M — down 3.8% from $593M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new IWC positions and 11 closed out — a net gain of 6 holders — while 44 added to existing stakes and 43 trimmed.

The largest buyer was QS Investors, adding an estimated $5.57M. The largest seller was Citigroup, cutting an estimated $14.8M.

  • 135 institutional investors held iShares Micro-Cap ETF (IWC) as of Q2 2014, up from 130 in Q1 2014.
  • Funds reported $570M of iShares Micro-Cap ETF stock for Q2 2014, down 3.8% quarter-over-quarter.
  • 17 funds opened new iShares Micro-Cap ETF positions in Q2 2014 and 11 closed out, a net change of +6 holders.
  • The largest iShares Micro-Cap ETF buyer in Q2 2014 was QS Investors, an estimated $5.57M added.
  • The largest iShares Micro-Cap ETF seller in Q2 2014 was Citigroup, an estimated $14.8M sold.

Based on aggregated 13F filings for Q2 2014.