First Allied Asset Management’s iShares Micro-Cap ETF IWC Stock Holding History

First Allied Asset Management’s Portfolio IWC Stock Details IWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-46,849	Closed	-$3.26M	–	211
2014 Q3	$3.26M	Buy	46,849 +2,633	+6%	+$191K	0.44%	86
2014 Q2	$3.36M	Buy	+44,216	New	+$3.24M	0.49%	75

Other funds holding IWC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Efficient Advisors Mason, Ohio $1.41B AUM 13.81% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

First Allied Asset Management's IWC Position: Q4 2014 in Review

First Allied Asset Management sold out of iShares Micro-Cap ETF (IWC) in Q4 2014, closing a stake of 46,849 shares — an estimated $3.26M sold.

First Allied Asset Management first reported a position in IWC in Q2 2014 and held it in 2 quarters. The position peaked at $3.36M in Q2 2014. 149 funds tracked by Wall St. Rank hold IWC as of Q4 2014.

First Allied Asset Management reported no remaining iShares Micro-Cap ETF position as of Q4 2014 after selling out during the quarter.
First Allied Asset Management sold 46,849 iShares Micro-Cap ETF shares in Q4 2014, an estimated $3.26M.
First Allied Asset Management first reported a position in iShares Micro-Cap ETF in Q2 2014 and held it in 2 quarters.
First Allied Asset Management's iShares Micro-Cap ETF position peaked at $3.36M in Q2 2014.
149 funds tracked by Wall St. Rank held iShares Micro-Cap ETF as of Q4 2014.

Based on First Allied Asset Management's 13F filing for Q4 2014, filed 9 Feb 2015.