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iShares Micro-Cap ETF

117 hedge funds and large institutions have $364M invested in iShares Micro-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 44 increasing their positions, 27 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 4

67% more call options, than puts

Call options by funds: $514K | Put options by funds: $308K

63% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 27

21% more funds holding

Funds holding: 97117 (+20)

0.07% more ownership

Funds ownership: 46.34%46.41% (+0.07%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

43% less capital invested

Capital invested by funds: $643M → $364M (-$279M)

Holders
117
Holders Change
+20
Holders Change %
+20.62%
% of All Funds
3.79%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.16%
New
26
Increased
44
Reduced
27
Closed
4
Calls
$514K
Puts
$308K
Net Calls
+$206K
Net Calls Change
-$838K
Name Holding Trade Value Shares
Change
Change in
Stake
VKH
76
Virtu KCG Holdings
New York
$302K +$291K +4,412 New
BGIM
77
Brandywine Global Investment Management
Pennsylvania
$291K +$280K +4,240 New
WRM
78
Westport Resources Management
Connecticut
$277K +$109K +1,650 +69%
AWA
79
AmeriServ Wealth Advisors
Pennsylvania
$247K +$3.3K +50 +1%
State Street
80
State Street
Massachusetts
$231K -$148K -2,241 -40%
MFP
81
Mosaic Financial Partners
California
$224K -$132 -2 -0.1%
CCMG
82
Clark Capital Management Group
Pennsylvania
$224K +$216K +3,275 New
RP
83
Reinhart Partners
Wisconsin
$212K +$204K +3,095 New
AI
84
Ariel Investments
Illinois
$212K +$205K +3,100 New
B
85
Baird
Wisconsin
$210K +$203K +3,068 New
CNBT
86
Canandaigua National Bank & Trust
New York
$209K +$201K +3,045 New
FCB
87
First Citizens Bancorporation
South Carolina
$207K +$200K +3,022 New
PI
88
Placemark Investments
Illinois
$203K +$195K +2,958 New
PNC Financial Services Group
89
PNC Financial Services Group
Pennsylvania
$202K -$420K -6,359 -68%
SFSIG
90
San Francisco Sentry Investment Group
California
$137K
WTC
91
WhitTier Trust Company
Nevada
$103K
FHA
92
First Horizon Advisors
Tennessee
$102K +$98.4K +1,490 New
Barclays
93
Barclays
United Kingdom
$87K +$72.6K +1,099 +621%
RFC
94
Russell Frank Company
Washington
$84K +$81.6K +1,235 New
TIM
95
Tortoise Investment Management
New York
$79K +$20.5K +310 +37%
GC
96
Guggenheim Capital
Illinois
$76K +$73.3K +1,110 New
RC
97
Riversville Capital
Connecticut
$57K
JIR
98
James Investment Research
Ohio
$51K
RIA
99
Regal Investment Advisors
Michigan
$51K +$7K +106 +17%
FANJ
100
Financial Architects (New Jersey)
New Jersey
$36K +$1.92K +29 +6%

IWC Hedge Fund Activity: Q3 2013 in Review

117 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q3 2013, worth a combined $364M — down 43% from $643M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new IWC positions and 4 closed out — a net gain of 22 holders — while 44 added to existing stakes and 27 trimmed.

The largest buyer was QS Investors, adding an estimated $14.1M. The largest seller was Goldman Sachs, cutting an estimated $9.91M.

  • 117 institutional investors held iShares Micro-Cap ETF (IWC) as of Q3 2013, up from 97 in Q2 2013.
  • Funds reported $364M of iShares Micro-Cap ETF stock for Q3 2013, down 43% quarter-over-quarter.
  • 26 funds opened new iShares Micro-Cap ETF positions in Q3 2013 and 4 closed out, a net change of +22 holders.
  • The largest iShares Micro-Cap ETF buyer in Q3 2013 was QS Investors, an estimated $14.1M added.
  • The largest iShares Micro-Cap ETF seller in Q3 2013 was Goldman Sachs, an estimated $9.91M sold.

Based on aggregated 13F filings for Q3 2013.