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iShares Micro-Cap ETF
IWC

134 hedge funds and large institutions have $445M invested in iShares Micro-Cap ETF in 2015 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 49 increasing their positions, 41 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 15

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

20% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 41

5% more funds holding

Funds holding: 128 → 134 (+6)

1% more capital invested

Capital invested by funds: $438M → $445M (+$6.38M)

0.32% less ownership

Funds ownership: 55.37% → 55.05% (-0.32%)

3% less call options, than puts

Call options by funds: $5.24M | Put options by funds: $5.38M

Holders
134
Holders Change
+6
Holders Change %
+4.69%
% of All Funds
3.52%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
21
Increased
49
Reduced
41
Closed
15
Calls
$5.24M
Puts
$5.38M
Net Calls
-$136K
Net Calls Change
-$157K

Top Buyers

Rank Fund Capital Flow
1
SAM
Silvercrest Asset Management
New York
+$5.69M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$3.65M
3
WA
Waverly Advisors
Alabama
+$2.92M
4
PP
Pegasus Partners
Wisconsin
+$2.69M
5
DY
Dowling & Yahnke
California
+$2.67M

Top Sellers

Rank Fund Capital Flow
1
QI
QS Investors
New York
-$12.6M
2
Wells Fargo
Wells Fargo
California
-$5.08M
3
TFA
Transamerica Financial Advisors
Florida
-$3.33M
4
UOC
UBS O'Connor
Illinois
-$3.18M
5
Bank of America
Bank of America
North Carolina
-$2.81M
Name Holding Trade Value Shares
Change 		Change in
Stake
MCM
26
Manchester Capital Management
Vermont
$3.24M +$2.11M +28,628 +176%
LPL Financial
27
LPL Financial
California
$3.14M +$1.66M +22,472 +102%
UCFA
28
United Capital Financial Advisors
Texas
$3.08M +$306K +4,151 +11%
PP
29
Pegasus Partners
Wisconsin
$2.94M +$2.69M +36,442 +834%
WA
30
Waverly Advisors
Alabama
$2.94M +$2.92M +39,665 +3,583%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$2.9M +$1.89M +25,596 +174%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$2.78M +$359K +4,870 +14%
JWS
33
Juncture Wealth Strategies
Arizona
$2.75M -$394K -5,340 -12%
SMC
34
Smith, Moore & Co
Missouri
$2.69M -$244K -3,311 -8%
UOC
35
UBS O'Connor
Illinois
$2.57M -$3.18M -43,100 -55%
BFO
36
Boston Family Office
Massachusetts
$2.56M +$23.6K +320 +0.9%
JIC
37
Johnson Investment Counsel
Ohio
$2.42M +$484K +6,565 +24%
DBIA
38
Dumont & Blake Investment Advisors
New Jersey
$2.38M +$94.4K +1,280 +4%
CCM
39
Connective Capital Management
California
$1.98M – – –
CIA
40
Capital Investment Advisors
Georgia
$1.95M -$18.4K -249 -0.9%
MFS
41
MSI Financial Services
Massachusetts
$1.77M +$156K +2,121 +9%
EWM
42
Empirical Wealth Management
Washington
$1.66M +$452K +6,125 +36%
MFT
43
Moisand Fitzgerald Tamayo
Florida
$1.66M +$1.69M +22,950 New
CIM
44
Cambria Investment Management
California
$1.41M +$1.44M +19,582 New
KT
45
Kanaly Trust
Texas
$1.41M – – –
CL
46
CPWM LLC
Washington
$1.34M +$2.14K +29 +0.2%
AI
47
Ariel Investments
Illinois
$1.31M +$1.34M +18,192 New
VFS
48
VSR Financial Services
Kansas
$1.25M +$43.6K +592 +4%
BCM
49
Bridgeway Capital Management
Texas
$1.19M – – –
Bank of New York Mellon
50
Bank of New York Mellon
New York
$1.18M +$125K +1,699 +12%
1
2
3 4 5

IWC Hedge Fund Activity: Q4 2015 in Review

134 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q4 2015, worth a combined $445M — up 1.5% from $438M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new IWC positions and 15 closed out — a net gain of 6 holders — while 49 added to existing stakes and 41 trimmed.

The largest buyer was Silvercrest Asset Management, opening a new position worth an estimated $5.69M. The largest seller was QS Investors, cutting an estimated $12.6M.

  • 134 institutional investors held iShares Micro-Cap ETF (IWC) as of Q4 2015, up from 128 in Q3 2015.
  • Funds reported $445M of iShares Micro-Cap ETF stock for Q4 2015, up 1.5% quarter-over-quarter.
  • 21 funds opened new iShares Micro-Cap ETF positions in Q4 2015 and 15 closed out, a net change of +6 holders.
  • The largest iShares Micro-Cap ETF buyer in Q4 2015 was Silvercrest Asset Management, an estimated $5.69M added.
  • The largest iShares Micro-Cap ETF seller in Q4 2015 was QS Investors, an estimated $12.6M sold.

Based on aggregated 13F filings for Q4 2015.