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iShares Micro-Cap ETF
IWC

135 hedge funds and large institutions have $570M invested in iShares Micro-Cap ETF in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 44 increasing their positions, 43 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more call options, than puts

Call options by funds: $5.2M | Put options by funds: $3.15M

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

4% more funds holding

Funds holding: 130 → 135 (+5)

2% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 43

0% more funds holding in top 10

Funds holding in top 10: 6 → 6 (0)

4% less capital invested

Capital invested by funds: $593M → $570M (-$22.7M)

3.2% less ownership

Funds ownership: 54.34% → 51.14% (-3.2%)

Holders
135
Holders Change
+5
Holders Change %
+3.85%
% of All Funds
3.88%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.17%
New
17
Increased
44
Reduced
43
Closed
11
Calls
$5.2M
Puts
$3.15M
Net Calls
+$2.05M
Net Calls Change
+$3.3M

Top Buyers

Rank Fund Capital Flow
1
QI
QS Investors
New York
+$5.57M
2
TAIM
TD Ameritrade Investment Management
Nebraska
+$4.7M
3
TH
Timber Hill
Connecticut
+$3.31M
4
FAAM
First Allied Asset Management
California
+$3.24M
5
RIG
RiverFront Investment Group
Virginia
+$1.99M

Top Sellers

Rank Fund Capital Flow
1
Citigroup
Citigroup
New York
-$14.8M
2
Morgan Stanley
Morgan Stanley
New York
-$5.89M
3
JP Morgan Chase
JP Morgan Chase
New York
-$3.93M
4
LPL Financial
LPL Financial
California
-$3.43M
5
FIG
FundX Investment Group
California
-$3.36M
Name Holding Trade Value Shares
Change 		Change in
Stake
TC
26
Telemus Capital
Michigan
$4.87M -$2.09M -28,561 -31%
Bank of Montreal
27
Bank of Montreal
Ontario, Canada
$3.9M -$121K -1,657 -3%
PA
28
Parkside Advisors
California
$3.61M +$216K +2,954 +7%
TFA
29
Toth Financial Advisory
Virginia
$3.57M -$338K -4,614 -9%
LPL Financial
30
LPL Financial
California
$3.55M -$3.43M -46,875 -50%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$3.53M +$596K +8,136 +21%
TH
32
Timber Hill
Connecticut
$3.44M +$3.31M +45,129 New
Charles Schwab
33
Charles Schwab
California
$3.42M +$493K +6,732 +18%
FAAM
34
First Allied Asset Management
California
$3.36M +$3.24M +44,216 New
UCFA
35
United Capital Financial Advisors
Texas
$3.23M +$34.5K +471 +1%
MOACM
36
Mutual of America Capital Management
New York
$2.82M -$672K -9,179 -20%
BJ
37
Brouwer & Janachowski
California
$2.78M -$61.6K -841 -2%
SMC
38
Smith, Moore & Co
Missouri
$2.7M +$28.5K +389 +1%
CCM
39
Connective Capital Management
California
$2.35M – – –
Creative Planning
40
Creative Planning
Kansas
$2.26M -$470K -6,415 -18%
BFO
41
Boston Family Office
Massachusetts
$2.24M +$462K +6,305 +27%
DBIA
42
Dumont & Blake Investment Advisors
New Jersey
$2.22M +$7.33K +100 +0.3%
FMA
43
Fiduciary Management Associates
Illinois
$2.1M – – –
TA
44
Teachers Advisors
New York
$1.9M -$22K -300 -1%
CIA
45
Capital Investment Advisors
Georgia
$1.54M +$94.6K +1,291 +7%
AL
46
Aspiriant LLC
California
$1.52M -$97.4K -1,330 -6%
KT
47
Kanaly Trust
Texas
$1.49M – – –
CL
48
CPWM LLC
Washington
$1.45M +$1.54K +21 +0.1%
PI
49
Placemark Investments
Illinois
$1.43M +$118K +1,613 +9%
B
50
Baird
Wisconsin
$1.36M +$1.08M +14,790 +480%
1
2
3 4 5

IWC Hedge Fund Activity: Q2 2014 in Review

135 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in iShares Micro-Cap ETF (IWC) for Q2 2014, worth a combined $570M — down 3.8% from $593M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new IWC positions and 11 closed out — a net gain of 6 holders — while 44 added to existing stakes and 43 trimmed.

The largest buyer was QS Investors, adding an estimated $5.57M. The largest seller was Citigroup, cutting an estimated $14.8M.

  • 135 institutional investors held iShares Micro-Cap ETF (IWC) as of Q2 2014, up from 130 in Q1 2014.
  • Funds reported $570M of iShares Micro-Cap ETF stock for Q2 2014, down 3.8% quarter-over-quarter.
  • 17 funds opened new iShares Micro-Cap ETF positions in Q2 2014 and 11 closed out, a net change of +6 holders.
  • The largest iShares Micro-Cap ETF buyer in Q2 2014 was QS Investors, an estimated $5.57M added.
  • The largest iShares Micro-Cap ETF seller in Q2 2014 was Citigroup, an estimated $14.8M sold.

Based on aggregated 13F filings for Q2 2014.