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HTR
Brookfield Total Return Fund Inc
HTR
HTR
Delisted
HTR was delisted on the 2nd of December, 2016.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 26 |
NSIM
26
North Star Investment Management
Chicago,
Illinois
| $20K | – | – | – |
|
| 27 |
LTFS
27
Ladenburg Thalmann Financial Services
Miami,
Florida
| $7K | – | – | – |
|
| 28 |
DBT
28
Dubuque Bank & Trust
Dubuque,
Iowa
| $5K | – | – | – |
|
| 29 |
M
29
MOTCO
San Antonio,
Texas
| $3K | – | – | – |
|
| 30 |
TRCT
30
Tower Research Capital (TRC)
New York
| $2K | -$3K | -120 | -60% |
|
| 31 |
31
Barclays
London,
United Kingdom
| $1K | +$626 | +25 | New |
|
| 32 |
AIG
32
American International Group
New York
| $724 | – | – | – |
|
| 33 |
RCM
33
Rivernorth Capital Management
West Palm Beach,
Florida
| – | -$3.68M | -146,144 | Closed |
|
| 34 |
SCM
34
Saba Capital Management
New York
| – | -$1.48M | -58,948 | Closed |
|
| 35 |
MWM
35
Merriman Wealth Management
Seattle,
Washington
| – | -$771K | -30,718 | Closed |
|
| 36 |
BRWA
36
B. Riley Wealth Advisors
Boca Raton,
Florida
| – | -$231K | -9,180 | Closed |
|
| 37 |
37
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$29K | -1,150 | Closed |
|