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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CA
151
Continuum Advisory
Idaho
$235K -$28K -2,000 -10%
SIA
152
Sit Investment Associates
Minnesota
$233K
PM
153
Penbrook Management
New York
$232K +$252K +18,037 New
BRWA
154
B. Riley Wealth Advisors
Florida
$232K +$57.6K +4,118 +30%
PFO
155
Pathstone Family Office
New Jersey
$227K +$7.71K +552 +3%
VAS
156
Vestmark Advisory Solutions
Massachusetts
$221K +$5.65K +404 +2%
IA
157
Inspire Advisors
Idaho
$220K +$238K +17,050 New
CG
158
Caprock Group
Idaho
$219K
CAN
159
Cetera Advisor Networks
California
$217K +$25.4K +1,814 +12%
KAS
160
Kestra Advisory Services
Texas
$216K +$7.88K +564 +3%
BPA
161
Beacon Pointe Advisors
California
$212K +$59.3K +4,242 +35%
SFC
162
Strategic Financial Concepts
Texas
$206K +$224K +16,000 New
QIM
163
Quest Investment Management
Oregon
$197K
CWP
164
Core Wealth Partners
California
$196K
RFA
165
Register Financial Advisors
Georgia
$194K +$68.5K +4,899 +48%
AFO
166
Allie Family Office
Florida
$193K
CFGS
167
Concourse Financial Group Securities
Alabama
$188K +$5.81K +416 +3%
RWB
168
RMR Wealth Builders
New Jersey
$184K +$5.34K +382 +3%
CW
169
CreativeOne Wealth
Kansas
$184K +$51.4K +3,681 +35%
LNWWM
170
Laird Norton Wetherby Wealth Management
California
$184K +$2.87K +205 +1%
Allspring Global Investments
171
Allspring Global Investments
North Carolina
$169K -$113K -8,100 -38%
BFA
172
Beaumont Financial Advisors
Massachusetts
$166K +$181K +12,915 New
BCM
173
Brookstone Capital Management
Illinois
$160K +$867 +62 +0.5%
LWA
174
Lineweaver Wealth Advisors
Ohio
$160K +$173K +12,375 New
BCM
175
Bayesian Capital Management
New York
$159K +$173K +12,359 New