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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
MFS
126
MSI Financial Services
Massachusetts
$9K
Simplex Trading
127
Simplex Trading
Illinois
$9K +$4.13K +318 +66%
RFA
128
Reilly Financial Advisors
California
$9K +$10.4K +800 New
Fifth Third Bancorp
129
Fifth Third Bancorp
Ohio
$7K -$13K -1,000 -63%
AWM
130
AllSquare Wealth Management
New York
$7K
JG
131
Jefferies Group
New York
$7K +$7.34K +565 New
BNP Paribas Financial Markets
132
BNP Paribas Financial Markets
France
$6.45K +$7.25K +558 New
FHA
133
First Horizon Advisors
Tennessee
$6K
ST
134
Smithfield Trust
Pennsylvania
$5K
DOA
135
D'Orazio & Associates
Virginia
$4K +$3.9K +300 New
CHP
136
Cable Hill Partners
Oregon
$2K
BCM
137
Brookstone Capital Management
Illinois
$2K +$2.47K +190 New
MPWT
138
MassMutual Private Wealth & Trust
Connecticut
$1.62K
GIP
139
Granite Investment Partners
California
-$4.84M -359,442 Closed
CPIM
140
Columbia Partners Investment Management
Virginia
-$4.4M -326,378 Closed
BC
141
Brinker Capital
Pennsylvania
-$3.89M -288,887 Closed
WCM
142
Wedge Capital Management
North Carolina
-$3.15M -233,510 Closed
SI
143
Scout Investments
Missouri
-$2.62M -194,625 Closed
Allianz Asset Management
144
Allianz Asset Management
Germany
-$1.02M -75,708 Closed
Bank of New York Mellon
145
Bank of New York Mellon
New York
-$927K -68,797 Closed
CRC
146
Curi RMB Capital
Illinois
-$863K -64,000 Closed
KIA
147
King Investment Advisors
Texas
-$755K -56,220 Closed
New York State Common Retirement Fund
148
New York State Common Retirement Fund
New York
-$627K -46,513 Closed
AW
149
Alpha Windward
Massachusetts
-$414K -30,720 Closed
DC
150
Deere & Company
Illinois
-$372K -27,561 Closed