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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AAS
101
Avantax Advisory Services
Texas
$589K -$330K -19,421 -36%
RJFSA
102
Raymond James Financial Services Advisors
Florida
$589K +$192K +11,315 +47%
LC
103
Lindbrook Capital
California
$553K -$34K -2,000 -6%
Allianz Asset Management
104
Allianz Asset Management
Germany
$549K +$33.2K +1,952 +6%
CC
105
Claybrook Capital
Massachusetts
$542K +$555K +32,620 New
CANY
106
Caxton Associates (New York)
New York
$512K +$276K +16,214 +111%
PFO
107
Pathstone Family Office
New Jersey
$498K +$321K +18,866 +172%
Cerity Partners
108
Cerity Partners
New York
$495K +$6.17K +363 +1%
SWP
109
Stratos Wealth Partners
Ohio
$494K -$22.6K -1,332 -4%
PCM
110
Prelude Capital Management
New York
$491K
FNBOMD
111
First National Bank of Mount Dora
Florida
$486K
GSWM
112
Golden State Wealth Management
California
$483K +$495K +29,086 New
ETC
113
Exchange Traded Concepts
Oklahoma
$473K -$13.3K -781 -3%
NSIM
114
North Star Investment Management
Illinois
$462K +$748 +44 +0.2%
SIA
115
Sit Investment Associates
Minnesota
$443K
WP
116
WealthSource Partners
California
$432K +$11K +645 +3%
GWM
117
Geneos Wealth Management
Colorado
$419K +$5.34K +314 +1%
KA
118
Kovack Advisors
Florida
$410K +$7.34K +432 +2%
CA
119
Continuum Advisory
Idaho
$366K -$25.5K -1,500 -6%
Jane Street
120
Jane Street
New York
$362K +$371K +21,804 New
Creative Planning
121
Creative Planning
Kansas
$357K -$18.2K -1,073 -5%
TI
122
Tidal Investments
Wisconsin
$334K +$341K +20,080 New
KAS
123
Kestra Advisory Services
Texas
$332K -$73.4K -4,319 -18%
FNT
124
First National Trust
Pennsylvania
$326K
FFA
125
Founders Financial Alliance
North Carolina
$325K +$7.21K +424 +2%