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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Montreal
101
Bank of Montreal
Ontario, Canada
$259K -$5.08M -500,116 -95%
AA
102
ALPS Advisors
Colorado
$254K -$27.3K -2,692 -10%
Creative Planning
103
Creative Planning
Kansas
$251K +$2.13K +210 +0.9%
LNWWM
104
Laird Norton Wetherby Wealth Management
California
$242K +$234K +23,067 New
SG Americas Securities
105
SG Americas Securities
New York
$240K +$86.9K +8,565 +60%
AWM
106
AE Wealth Management
Kansas
$240K +$233K +22,938 New
Bank of America
107
Bank of America
North Carolina
$239K -$28K -2,758 -11%
Mirae Asset Global Investments
108
Mirae Asset Global Investments
South Korea
$227K -$22.4K -2,202 -9%
TI
109
Trexquant Investment
Connecticut
$222K -$33.5K -3,303 -13%
SEI Investments
110
SEI Investments
Pennsylvania
$222K -$8.61K -848 -4%
DTL
111
Dynamic Technology Lab
Singapore
$211K +$204K +20,126 New
TC
112
Telemus Capital
Michigan
$203K +$101K +10,000 +100%
SWP
113
Stratos Wealth Partners
Ohio
$201K
Victory Capital Management
114
Victory Capital Management
Texas
$195K -$5.39K -531 -3%
KA
115
Kovack Advisors
Florida
$191K +$24.9K +2,455 +16%
Ameriprise
116
Ameriprise
Minnesota
$188K +$4.27K +421 +2%
BAM
117
Belpointe Asset Management
Nevada
$180K +$162 +16 +0.1%
PP
118
Paloma Partners
Connecticut
$177K +$172K +16,944 New
SCM
119
Shelton Capital Management
Colorado
$175K
US Bancorp
120
US Bancorp
Minnesota
$174K +$4.95K +488 +3%
VAS
121
Vestmark Advisory Solutions
Massachusetts
$174K +$8.6K +847 +5%
CBA
122
Coastal Bridge Advisors
Connecticut
$173K +$22.8K +2,251 +16%
SPIA
123
Steward Partners Investment Advisory
New York
$172K -$214K -21,070 -56%
AIMCA
124
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$168K
RJFSA
125
Raymond James Financial Services Advisors
Florida
$167K -$52.9K -5,211 -25%