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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$1.61M -$59.9K -4,846 -4%
AG
52
Advisor Group
Arizona
$1.59M +$20.4K +1,649 +1%
Commonwealth Equity Services
53
Commonwealth Equity Services
Massachusetts
$1.58M +$101K +8,200 +7%
CPP
54
Crow Point Partners
Massachusetts
$1.58M +$1.55M +125,000 New
TFCM
55
Taylor Frigon Capital Management
Arizona
$1.55M +$530K +42,897 +54%
Bank of New York Mellon
56
Bank of New York Mellon
New York
$1.5M +$1.08M +87,636 +284%
Ohio Public Employees Retirement System (OPERS)
57
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.38M
HI
58
HBK Investments
Texas
$1.35M +$360K +29,100 +38%
Credit Agricole
59
Credit Agricole
France
$1.27M +$495K +40,000 +67%
HighTower Advisors
60
HighTower Advisors
Illinois
$1.23M +$150K +12,169 +14%
OAM
61
Oxford Asset Management
United Kingdom
$1.16M +$1.13M +91,281 New
SSP
62
Sapphire Star Partners
Washington
$1.13M +$93.1K +7,531 +9%
SCM
63
Shelton Capital Management
Colorado
$1.1M -$307K -24,850 -22%
LTFS
64
Ladenburg Thalmann Financial Services
Florida
$1.1M
New York State Common Retirement Fund
65
New York State Common Retirement Fund
New York
$1.1M +$1.07M +86,604 New
PNC Financial Services Group
66
PNC Financial Services Group
Pennsylvania
$1M +$20.7K +1,671 +2%
OIA
67
Optimum Investment Advisors
Illinois
$968K
AIM
68
Assured Investment Management
New York
$949K -$14.9K -1,208 -2%
NGA
69
Naples Global Advisors
Florida
$932K +$42.7K +3,450 +5%
DnB Asset Management
70
DnB Asset Management
Norway
$897K +$110K +8,900 +14%
CA
71
Cetera Advisors
Colorado
$821K -$60.4K -4,887 -7%
TRSOTSOK
72
Teachers Retirement System of the State of Kentucky
Kentucky
$800K
Wellington Management Group
73
Wellington Management Group
Massachusetts
$800K
BTS
74
BB&T Securities
Virginia
$650K +$41.1K +3,327 +7%
Nuveen Fund Advisors
75
Nuveen Fund Advisors
Illinois
$633K -$299K -24,184 -33%