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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
MWNA
51
Marshall Wace North America
New York
$922K +$5.85K +456 +0.6%
Citadel Advisors
52
Citadel Advisors
Florida
$905K +$738K +57,516 +455%
NGA
53
Naples Global Advisors
Florida
$899K
DnB Asset Management
54
DnB Asset Management
Norway
$879K
AIM
55
Advantage Investment Management
Iowa
$815K +$38K +2,965 +5%
TRSOTSOK
56
Teachers Retirement System of the State of Kentucky
Kentucky
$784K
Wellington Management Group
57
Wellington Management Group
Massachusetts
$784K
Capital Fund Management (CFM)
58
Capital Fund Management (CFM)
France
$752K +$369K +28,800 +98%
D.E. Shaw & Co
59
D.E. Shaw & Co
New York
$722K +$718K +56,004 New
HI
60
HBK Investments
Texas
$719K +$465K +36,210 +186%
SSP
61
Sapphire Star Partners
Washington
$706K +$702K +54,731 New
TCM
62
Tufton Capital Management
Maryland
$689K -$44.9K -3,502 -6%
Cambridge Investment Research Advisors
63
Cambridge Investment Research Advisors
Iowa
$687K -$64.3K -5,014 -9%
BCM
64
Buckhead Capital Management
Georgia
$676K +$12.8K +1,000 +2%
IH
65
IFC Holdings
Florida
$665K +$663K +51,650 New
BTS
66
BB&T Securities
Virginia
$631K -$89.8K -6,998 -13%
Bank of Montreal
67
Bank of Montreal
Ontario, Canada
$618K +$521K +40,629 +564%
ARTA
68
A.R.T. Advisors
New York
$611K -$84.7K -6,600 -12%
SCM
69
Shelton Capital Management
Colorado
$593K +$590K +46,000 New
California Public Employees Retirement System
70
California Public Employees Retirement System
California
$591K +$164K +12,800 +39%
Commonwealth Equity Services
71
Commonwealth Equity Services
Massachusetts
$590K -$7.61K -593 -1%
PI
72
PineBridge Investments
New York
$558K +$235K +18,284 +73%
Northern Trust
73
Northern Trust
Illinois
$533K -$613K -47,749 -54%
NSEDCP
74
NJ State Employees Deferred Compensation Plan
New Jersey
$516K -$321K -25,000 -38%
SCM
75
Silver Capital Management
New York
$462K -$173K -13,474 -27%