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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
26
Raymond James & Associates
Florida
$6.34M -$5.57M -282,852 -47%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$6.33M -$161K -8,167 -2%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$5.97M +$131K +6,671 +2%
UBS Group
29
UBS Group
Switzerland
$5.94M +$1.01M +51,208 +20%
Ameriprise
30
Ameriprise
Minnesota
$5.84M -$1.77M -89,822 -23%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$5.78M -$16.9K -859 -0.3%
JP Morgan Chase
32
JP Morgan Chase
New York
$5.75M -$2.19M -111,073 -27%
CAGAS
33
Capital Advisory Group Advisory Services
Minnesota
$5.63M -$1.06M -54,046 -16%
DADC
34
D.A. Davidson & Co
Montana
$5.57M +$371K +18,823 +7%
AWS
35
Atria Wealth Solutions
New York
$4.97M -$91.7K -4,654 -2%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$4.48M +$2.81M +142,611 +167%
HF
37
HRT Financial
New York
$4.38M -$291K -14,768 -6%
CF
38
Centaurus Financial
California
$4.37M -$293K -14,875 -6%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$4.34M +$674K +34,200 +18%
William Blair & Company
40
William Blair & Company
Illinois
$4.18M +$1.4M +70,931 +50%
LBWM
41
Left Brain Wealth Management
Illinois
$4.1M +$169K +8,580 +4%
FWP
42
FAS Wealth Partners
Kansas
$4.06M -$20.8K -1,058 -0.5%
TI
43
TrueMark Investments
Illinois
$3.91M +$1.02M +51,735 +35%
AM
44
Ares Management
California
$3.89M +$1.09M +55,268 +39%
BAAM
45
Baker Avenue Asset Management
California
$3.14M +$98.1K +4,978 +3%
PIWA
46
Prevail Innovative Wealth Advisors
Kansas
$3.05M +$3.06M +155,212 New
Cambridge Investment Research Advisors
47
Cambridge Investment Research Advisors
Iowa
$3M +$293K +14,878 +11%
Osaic Holdings
48
Osaic Holdings
Arizona
$2.99M +$289K +14,696 +11%
GL
49
Graypoint LLC
New York
$2.75M +$69.6K +3,533 +3%
DnB Asset Management
50
DnB Asset Management
Norway
$2.75M +$95.5K +4,850 +4%