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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
251
Axxcess Wealth Management
California
– -$1.33M -73,816 Closed
DA
252
Duality Advisers
Florida
– -$1.29M -71,375 Closed
D.E. Shaw & Co
253
D.E. Shaw & Co
New York
– -$1.24M -68,799 Closed
AIM
254
Aigen Investment Management
New York
– -$1.03M -56,763 Closed
CANY
255
Caxton Associates (New York)
New York
– -$859K -47,549 Closed
GIM
256
Greylin Investment Management
Virginia
– -$812K -44,916 Closed
Susquehanna International Group
257
Susquehanna International Group
Pennsylvania
– -$422K -26,993 Closed
SG Americas Securities
258
SG Americas Securities
New York
– -$376K -20,806 Closed
GCP
259
GSA Capital Partners
United Kingdom
– -$341K -18,884 Closed
SM
260
Sciencast Management
New Jersey
– -$240K -13,028 Closed
SBIA
261
Sheaff Brock Investment Advisors
Indiana
– -$218K -12,086 Closed
LWA
262
Lineweaver Wealth Advisors
Ohio
– -$213K -11,836 Closed
PFA
263
Peak Financial Advisors
Colorado
– -$204K -11,315 Closed
KPWS
264
Kestra Private Wealth Services
Texas
– -$200K -11,048 Closed
Verition Fund Management
265
Verition Fund Management
Connecticut
– -$184K -10,185 Closed
Barclays
266
Barclays
United Kingdom
– -$114K -6,320 Closed
NICM
267
Neo Ivy Capital Management
New York
– -$102K -5,656 Closed
T
268
TCWP
Ohio
– -$93K -5,195 Closed
PFS
269
Prospera Financial Services
Texas
– -$59K -3,278 Closed
Koshinski Asset Management
270
Koshinski Asset Management
Illinois
– -$36.1K -2,000 Closed
BFC
271
Bedel Financial Consulting
Indiana
– -$27K -1,500 Closed
CBT
272
CoreFirst Bank & Trust
Kansas
– -$22K -1,226 Closed
SOW
273
State of Wyoming
Wyoming
– -$16K -903 Closed
DFCM
274
Dark Forest Capital Management
Puerto Rico
– -$14K -804 Closed
MMG
275
Monetary Management Group
Missouri
– -$11K -600 Closed