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HPS

John Hancock Preferred Income Fund III

Name Holding Trade Value Shares
Change
Change in
Stake
FNBT
26
FineMark National Bank & Trust
Florida
$43K
BFEC
27
Benjamin F. Edwards & Company
Missouri
$39K +$28K +1,584 +264%
AIG
28
American International Group
New York
$36.9K +$8.83K +500 +32%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$33K +$5.9K +334 +22%
FAM
30
Formidable Asset Management
Ohio
$31K
CAPTRUST Financial Advisors
31
CAPTRUST Financial Advisors
North Carolina
$29K
FANJ
32
Financial Architects (New Jersey)
New Jersey
$27K +$26.5K +1,500 New
NSIM
33
North Star Investment Management
Illinois
$25K
NFG
34
Next Financial Group
Texas
$24K +$24.3K +1,377 New
Creative Planning
35
Creative Planning
Kansas
$20K +$5.32K +301 +38%
ST
36
Somerset Trust
Pennsylvania
$16K
RIA
37
Regal Investment Advisors
Michigan
$9K
CTC
38
Central Trust Company
Missouri
$9K +$8.83K +500 New
MFS
39
MSI Financial Services
Massachusetts
$7K
TFA
40
Transamerica Financial Advisors
Florida
$6K
NES
41
New England Securities
New York
$2K
SCM
42
Saba Capital Management
New York
-$324K -18,733 Closed
WAM
43
Wolverine Asset Management
Illinois
-$75K -4,370 Closed
Citigroup
44
Citigroup
New York
-$57K -3,303 Closed
WA
45
WFG Advisors
Texas
-$2.72K -154 -94%