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HGLB

Highland Global Allocation Fund
HGLB

41 hedge funds and large institutions have $32.7M invested in Highland Global Allocation Fund in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

8% more funds holding

Funds holding: 38 → 41 (+3)

3% more capital invested

Capital invested by funds: $31.9M → $32.7M (+$862K)

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

0.59% less ownership

Funds ownership: 22.87% → 22.28% (-0.59%)

Holders
41
Holders Change
+3
Holders Change %
+7.89%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
10
Reduced
10
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LCM
Landscape Capital Management
New Jersey
+$1.36M
2
Millennium Management
Millennium Management
New York
+$486K
3
SFS
Shaker Financial Services
Virginia
+$250K
4
LPL Financial
LPL Financial
California
+$185K
5
CWM
CCG Wealth Management
California
+$126K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$2.98M
2
KPWS
Kestra Private Wealth Services
Texas
-$735K
3
Morgan Stanley
Morgan Stanley
New York
-$429K
4
BFM
Boothbay Fund Management
New York
-$365K
5
BI
Bulldog Investors
New Jersey
-$352K
Name Holding Trade Value Shares
Change 		Change in
Stake
ASN
26
Advisory Services Network
Georgia
$86K +$3.96K +662 +5%
CAN
27
Cetera Advisor Networks
California
$79K – – –
Citadel Advisors
28
Citadel Advisors
Florida
$75K +$68.3K +11,424 New
MC
29
Moors & Cabot
Massachusetts
$64K +$59.8K +10,000 New
EP
30
Eudaimonia Partners
Tennessee
$41K +$15.4K +2,576 +71%
RG
31
Retirement Group
California
$22K +$872 +146 +4%
NFSG
32
Newbridge Financial Services Group
Florida
$19K – – –
PGAM
33
Princeton Global Asset Management
New Jersey
$7K – – –
SPIA
34
Steward Partners Investment Advisory
New York
$7K – – –
UBS Group
35
UBS Group
Switzerland
$6K -$5.71K -956 -49%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$6K +$5.7K +954 New
Bank of America
37
Bank of America
North Carolina
$4K – – –
Citigroup
38
Citigroup
New York
$3K – – –
CFA
39
Carroll Financial Associates
North Carolina
$2K – – –
IFAM
40
Institutional & Family Asset Management
Colorado
$2K – – –
BFM
41
Boothbay Fund Management
New York
– -$365K -58,920 Closed
RJFSA
42
Raymond James Financial Services Advisors
Florida
– -$156K -25,212 Closed
COLIM
43
City of London Investment Management
United Kingdom
– -$148K -23,950 Closed
MML Investors Services
44
MML Investors Services
Massachusetts
– -$86K -13,854 Closed
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
– -$68K -10,986 Closed
FHA
46
Flagship Harbor Advisors
Massachusetts
– -$18K -3,064 Closed
DI
47
Disciplined Investments
Oklahoma
– -$3K -518 Closed
Fidelity Investments
48
Fidelity Investments
Massachusetts
– +$6 +1 New
1
2

HGLB Hedge Fund Activity: Q4 2020 in Review

41 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Highland Global Allocation Fund (HGLB) for Q4 2020, worth a combined $32.7M — up 2.7% from $31.9M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new HGLB positions and 7 closed out — a net gain of 3 holders — while 10 added to existing stakes and 10 trimmed.

The largest buyer was Landscape Capital Management, adding an estimated $1.36M. The largest seller was Rivernorth Capital Management, cutting an estimated $2.98M.

  • 41 institutional investors held Highland Global Allocation Fund (HGLB) as of Q4 2020, up from 38 in Q3 2020.
  • Funds reported $32.7M of Highland Global Allocation Fund stock for Q4 2020, up 2.7% quarter-over-quarter.
  • 10 funds opened new Highland Global Allocation Fund positions in Q4 2020 and 7 closed out, a net change of +3 holders.
  • The largest Highland Global Allocation Fund buyer in Q4 2020 was Landscape Capital Management, an estimated $1.36M added.
  • The largest Highland Global Allocation Fund seller in Q4 2020 was Rivernorth Capital Management, an estimated $2.98M sold.

Based on aggregated 13F filings for Q4 2020.