HGLB

Highland Global Allocation Fund
HGLB

Overview Fund Activity

41 hedge funds and large institutions have $32.7M invested in Highland Global Allocation Fund in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
+3
Holders Change %
+7.89%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
10
Reduced
10
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Landscape Capital Management
New Jersey
$2.3M
2
Millennium Management
2
Millennium Management
New York
$531K
3
SFS
3
Shaker Financial Services
Virginia
$910K
4
LPL Financial
4
LPL Financial
California
$414K
5
CWM
5
CCG Wealth Management
California
$138K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$3.7M
2
KPWS
2
Kestra Private Wealth Services
Texas
$3.15M
3
Morgan Stanley
3
Morgan Stanley
New York
$4.61M
4
BI
4
Bulldog Investors
New Jersey
$952K
5
CCP
5
Clough Capital Partners
Massachusetts
$2.89M
Name Holding Trade Value Shares
Change 		Shares
Change %
ASN
26
Advisory Services Network
Georgia
$86K +$4.34K +662 +5%
CAN
27
Cetera Advisor Networks
California
$79K – – –
Citadel Advisors
28
Citadel Advisors
Florida
$75K +$75K +11,424 New
MC
29
Moors & Cabot
Massachusetts
$64K +$64K +10,000 New
EP
30
Eudaimonia Partners
Tennessee
$41K +$17K +2,576 +71%
RG
31
Retirement Group
California
$22K +$931 +146 +4%
NFSG
32
Newbridge Financial Services Group
Florida
$19K – – –
PGAM
33
Princeton Global Asset Management
New Jersey
$7K – – –
SPIA
34
Steward Partners Investment Advisory
New York
$7K – – –
UBS Group
35
UBS Group
Switzerland
$6K -$5.85K -956 -49%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$6K +$6K +954 New
Bank of America
37
Bank of America
North Carolina
$4K – – –
Citigroup
38
Citigroup
New York
$3K – – –
IFAM
39
Institutional & Family Asset Management
Colorado
$2K – – –
CFA
40
Carroll Financial Associates
North Carolina
$2K – – –
BFM
41
Boothbay Fund Management
New York
– -$365K -58,920 Closed
RJFSA
42
Raymond James Financial Services Advisors
Florida
– -$156K -25,212 Closed
COLIM
43
City of London Investment Management
United Kingdom
– -$148K -23,950 Closed
MML Investors Services
44
MML Investors Services
Massachusetts
– -$86K -13,854 Closed
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
– -$68K -10,986 Closed
FHA
46
Flagship Harbor Advisors
Massachusetts
– -$18K -3,064 Closed
DI
47
Disciplined Investments
Oklahoma
– -$3K -518 Closed
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