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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AWS
51
Atria Wealth Solutions
New York
$307K +$30.2K +4,478 +11%
LCG
52
Lynx Capital Group
Ohio
$307K -$3.67K -543 -1%
MTIM
53
Marathon Trading Investment Management
Pennsylvania
$288K -$10.1K -1,500 -4%
EFA
54
Edge Financial Advisors
Illinois
$282K +$271K +40,084 New
Cetera Investment Advisers
55
Cetera Investment Advisers
Illinois
$274K +$51K +7,544 +24%
BRWA
56
B. Riley Wealth Advisors
Florida
$267K
MFG
57
MidWestOne Financial Group
Iowa
$257K
RJT
58
Raymond James Trust
Florida
$230K
UBS Group
59
UBS Group
Switzerland
$229K +$22.3K +3,298 +11%
ICMP
60
Integrated Capital Management (Pennsylvania)
Pennsylvania
$225K +$66.4K +9,833 +44%
MWM
61
Melfa Wealth Management
Massachusetts
$224K +$311 +46 +0.1%
TNA
62
True North Advisors
Texas
$201K +$193K +28,615 New
SI
63
Stephens Inc
Arkansas
$199K -$25.1K -3,710 -12%
CAPTRUST Financial Advisors
64
CAPTRUST Financial Advisors
North Carolina
$192K -$9.33K -1,381 -5%
KAS
65
Kestra Advisory Services
Texas
$190K -$4.77K -706 -3%
MA
66
MONECO Advisors
Connecticut
$182K -$11.3K -1,667 -6%
Calamos Advisors
67
Calamos Advisors
Illinois
$179K +$172K +25,423 New
PAG
68
Private Advisor Group
New Jersey
$159K -$17.7K -2,618 -10%
CL
69
CSS LLC
Illinois
$155K
KWS
70
Keystone Wealth Services
California
$128K +$3.26K +483 +3%
CAM
71
Concorde Asset Management
Michigan
$127K +$122K +18,100 New
OCPWS
72
One Charles Private Wealth Services
Massachusetts
$121K
CW
73
Channel Wealth
California
$120K -$2.99K -443 -3%
CIAS
74
Capital Investment Advisory Services
North Carolina
$118K +$24.6K +3,642 +28%
Verition Fund Management
75
Verition Fund Management
Connecticut
$105K