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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJT
51
Raymond James Trust
Florida
$263K
SI
52
Stephens Inc
Arkansas
$258K -$3.86K -461 -1%
MWM
53
Melfa Wealth Management
Massachusetts
$255K +$6.54K +782 +3%
AAS
54
Avantax Advisory Services
Texas
$251K +$10.9K +1,297 +4%
Envestnet Portfolio Solutions
55
Envestnet Portfolio Solutions
Illinois
$249K +$259K +30,948 New
UBS Group
56
UBS Group
Switzerland
$238K -$655K -78,219 -73%
Jane Street
57
Jane Street
New York
$232K +$242K +28,898 New
SA
58
SFI Advisors
New Jersey
$212K +$220K +26,340 New
AWS
59
Atria Wealth Solutions
New York
$212K -$93.7K -11,193 -30%
KAS
60
Kestra Advisory Services
Texas
$202K +$4.8K +573 +2%
SPIA
61
Steward Partners Investment Advisory
New York
$201K -$74.7K -8,924 -26%
CL
62
CSS LLC
Illinois
$177K
ICMP
63
Integrated Capital Management (Pennsylvania)
Pennsylvania
$175K +$9.57K +1,143 +6%
PAG
64
Private Advisor Group
New Jersey
$168K -$3.33K -398 -2%
AUIM
65
Aegon USA Investment Management
Iowa
$146K +$152K +18,172 New
PHS
66
Pekin Hardy Strauss
Illinois
$144K
CAN
67
Cetera Advisor Networks
California
$143K -$13.4K -1,597 -8%
OCPWS
68
One Charles Private Wealth Services
Massachusetts
$139K
KWS
69
Keystone Wealth Services
California
$138K +$3.82K +456 +3%
CAM
70
Cresset Asset Management
Illinois
$137K
CW
71
Channel Wealth
California
$133K
MML Investors Services
72
MML Investors Services
Massachusetts
$128K +$1.32K +158 +1%
BFA
73
Beacon Financial Advisory
Ohio
$121K +$2.1K +251 +2%
Verition Fund Management
74
Verition Fund Management
Connecticut
$121K +$126K +15,000 New
SFG
75
Sovereign Financial Group
Connecticut
$113K +$117K +14,000 New