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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AC
26
Aristides Capital
Kentucky
$694K
UBS Group
27
UBS Group
Switzerland
$673K +$492K +97,244 +303%
NA
28
NewEdge Advisors
Louisiana
$634K +$20.9K +4,139 +4%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$605K
GC
30
GatePass Capital
Ohio
$604K +$31.8K +6,300 +6%
AUIM
31
Aegon USA Investment Management
Iowa
$551K
SIC
32
Samalin Investment Counsel
New York
$471K -$27.9K -5,519 -6%
YCM
33
Yakira Capital Management
Connecticut
$467K -$301K -59,560 -40%
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$405K +$76.5K +15,134 +24%
Cetera Investment Advisers
35
Cetera Investment Advisers
Illinois
$368K +$27.4K +5,424 +8%
Envestnet Portfolio Solutions
36
Envestnet Portfolio Solutions
Illinois
$348K +$25.8K +5,112 +8%
AWM
37
Ariadne Wealth Management
California
$319K +$81 +16 +0%
AWS
38
Atria Wealth Solutions
New York
$315K +$27.5K +5,440 +10%
NAS
39
NWF Advisory Services
California
$288K -$761K -150,600 -73%
ICMP
40
Integrated Capital Management (Pennsylvania)
Pennsylvania
$285K +$7.31K +1,446 +3%
Creative Planning
41
Creative Planning
Kansas
$240K +$20 +4 +0%
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$236K +$229K +45,352 New
Mariner
43
Mariner
Kansas
$206K +$48.1K +9,514 +32%
MFG
44
MidWestOne Financial Group
Iowa
$190K
CL
45
CSS LLC
Illinois
$169K
PWAM
46
Papamarkou Wellner Asset Management
New York
$156K
IFG
47
Independent Financial Group
California
$156K +$6.82K +1,350 +5%
MWM
48
Melfa Wealth Management
Massachusetts
$152K
KWM
49
Kingsview Wealth Management
Oregon
$151K +$11.6K +2,300 +9%
PAG
50
Private Advisor Group
New Jersey
$150K -$5.99K -1,185 -4%