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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NA
26
NewEdge Advisors
Louisiana
$612K -$34.9K -6,313 -5%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$605K +$11.9K +2,162 +2%
GC
28
GatePass Capital
Ohio
$571K +$372K +67,300 +158%
AUIM
29
Aegon USA Investment Management
Iowa
$551K -$501K -90,720 -46%
SIC
30
Samalin Investment Counsel
New York
$499K +$124K +22,400 +30%
ACM
31
Arlington Capital Management
Illinois
$466K -$36.3K -6,568 -7%
SA
32
SFI Advisors
New Jersey
$423K +$276K +49,949 +160%
Cetera Investment Advisers
33
Cetera Investment Advisers
Illinois
$340K +$44.9K +8,128 +14%
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$326K -$56.4K -10,204 -14%
Envestnet Portfolio Solutions
35
Envestnet Portfolio Solutions
Illinois
$322K +$10.9K +1,966 +3%
AWS
36
Atria Wealth Solutions
New York
$287K +$66 +12 +0%
ICMP
37
Integrated Capital Management (Pennsylvania)
Pennsylvania
$278K +$57.9K +10,479 +24%
MG
38
Marex Group
$268K -$1.14M -205,493 -80%
AWM
39
Ariadne Wealth Management
California
$267K +$2.17K +393 +0.7%
CAM
40
Concorde Asset Management
Michigan
$266K -$10.5K -1,900 -3%
Creative Planning
41
Creative Planning
Kansas
$240K -$25.3K -4,576 -9%
MFG
42
MidWestOne Financial Group
Iowa
$190K
CL
43
CSS LLC
Illinois
$169K +$57.7K +10,444 +47%
UBS Group
44
UBS Group
Switzerland
$167K -$253K -45,741 -59%
PAG
45
Private Advisor Group
New Jersey
$156K +$26.9K +4,867 +19%
Mariner
46
Mariner
Kansas
$156K +$166K +30,042 New
IA
47
Icon Advisers
Colorado
$154K -$2.74M -494,954 -94%
MWM
48
Melfa Wealth Management
Massachusetts
$152K
Calamos Advisors
49
Calamos Advisors
Illinois
$150K -$137K -24,839 -46%
PWAM
50
Papamarkou Wellner Asset Management
New York
$149K