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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KWM
26
Kingsview Wealth Management
Oregon
$329K +$10.2K +649 +3%
BRWA
27
B. Riley Wealth Advisors
Florida
$303K -$1.45M -92,346 -83%
RJT
28
Raymond James Trust
Florida
$295K
ACP
29
Aviance Capital Partners
Florida
$294K -$81.9K -5,202 -23%
NA
30
Nordwand Advisors
Pennsylvania
$273K
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$261K +$4.41K +280 +2%
AWA
32
Arete Wealth Advisors
Illinois
$252K -$105K -6,648 -30%
WS
33
Wedbush Securities
California
$246K -$3.98K -253 -2%
UBS Group
34
UBS Group
Switzerland
$217K +$97.8K +6,211 +90%
EH
35
Equitable Holdings
New York
$206K +$331 +21 +0.2%
SC
36
Savant Capital
Illinois
$190K +$181K +11,510 New
LNWWM
37
Laird Norton Wetherby Wealth Management
California
$186K
MWM
38
MGB Wealth Management
Texas
$185K
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$183K +$3.84K +244 +2%
AGWCA
40
Annis Gardner Whiting Capital Advisors
Florida
$124K +$118K +7,500 New
SPIA
41
Steward Partners Investment Advisory
New York
$82.2K +$64.5K +4,100 +475%
JP Morgan Chase
42
JP Morgan Chase
New York
$62.9K +$59.8K +3,800 New
AWM
43
Avior Wealth Management
Nebraska
$59K +$6.53K +415 +13%
IAIM
44
International Assets Investment Management
Florida
$49.6K
Comerica Bank
45
Comerica Bank
Texas
$36.4K
GWM
46
Geneos Wealth Management
Colorado
$24.8K
HI
47
Harbour Investments
Wisconsin
$24.8K
PWA
48
Provenance Wealth Advisors
Florida
$5.97K +$5.68K +361 New
Fidelity Investments
49
Fidelity Investments
Massachusetts
$33 +$31 +2 New
AW
50
Atlas Wealth
Ohio
-$4.41M -291,278 Closed