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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ACP
26
Aviance Capital Partners
Florida
$343K +$4K +272 +1%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$338K -$60.7K -4,129 -15%
AWA
28
Arete Wealth Advisors
Illinois
$326K +$12.5K +852 +4%
KWM
29
Kingsview Wealth Management
Oregon
$287K +$16.3K +1,110 +6%
RJT
30
Raymond James Trust
Florida
$266K +$103K +7,014 +65%
NA
31
Nordwand Advisors
Pennsylvania
$246K
Cetera Investment Advisers
32
Cetera Investment Advisers
Illinois
$231K -$72.9K -4,961 -24%
CIA
33
Concurrent Investment Advisors
Florida
$230K +$9.92K +675 +5%
WS
34
Wedbush Securities
California
$226K -$14.2K -966 -6%
EH
35
Equitable Holdings
New York
$185K +$426 +29 +0.2%
MWM
36
MGB Wealth Management
Texas
$174K +$166K +11,264 New
TSS
37
Two Sigma Securities
New York
$173K +$170K +11,574 New
LNWWM
38
Laird Norton Wetherby Wealth Management
California
$168K
LPL Financial
39
LPL Financial
California
$166K +$163K +11,088 New
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$162K +$5.06K +344 +3%
UBS Group
41
UBS Group
Switzerland
$103K +$15.8K +1,075 +18%
AWM
42
Avior Wealth Management
Nebraska
$47K +$13.9K +943 +43%
IAIM
43
International Assets Investment Management
Florida
$44.8K +$44.1K +3,000 New
Comerica Bank
44
Comerica Bank
Texas
$32.8K -$29.4K -2,000 -48%
NA
45
NewEdge Advisors
Louisiana
$31.5K +$31.1K +2,113 New
GWM
46
Geneos Wealth Management
Colorado
$22.4K
HI
47
Harbour Investments
Wisconsin
$22.4K
Bessemer Group
48
Bessemer Group
New Jersey
$15K +$573 +39 +4%
SPIA
49
Steward Partners Investment Advisory
New York
$12.9K
BBPWM
50
Blue Bell Private Wealth Management
Pennsylvania
$8.99K -$52.9K -3,600 -86%