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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MML Investors Services
26
MML Investors Services
Massachusetts
$2.74M -$1.64M -23,895 -38%
Jane Street
27
Jane Street
New York
$2.65M +$2.64M +38,496 New
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$2.61M -$73K -1,066 -3%
US Bancorp
29
US Bancorp
Minnesota
$2.52M +$107K +1,558 +4%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$2.49M -$54.8K -801 -2%
CCA
31
Clearwater Capital Advisors
Illinois
$2.46M -$41.1K -601 -2%
Stifel Financial
32
Stifel Financial
Missouri
$2.31M +$585K +8,544 +34%
Ladenburg Thalmann Financial Services
33
Ladenburg Thalmann Financial Services
Florida
$2.18M -$406K -5,931 -16%
Cetera Advisor Networks
34
Cetera Advisor Networks
California
$1.89M +$131K +1,916 +8%
LA
35
LexAurum Advisors
Kansas
$1.88M +$1.87M +27,323 New
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$1.82M -$3.93M -57,335 -69%
WI
37
Wintrust Investments
Illinois
$1.66M -$70K -1,022 -4%
Park National Corp
38
Park National Corp
Ohio
$1.6M +$95.5K +1,395 +6%
UR
39
USCA RIA
Texas
$1.5M +$41.1K +601 +3%
Cetera Investment Advisers
40
Cetera Investment Advisers
Illinois
$1.45M +$337K +4,929 +31%
CP
41
Camelot Portfolios
Ohio
$1.33M -$33K -482 -2%
CS
42
Comerica Securities
Michigan
$1.25M -$31.4K -458 -2%
FWM
43
Frontier Wealth Management
Missouri
$1.23M +$64.6K +943 +6%
JP Morgan Chase
44
JP Morgan Chase
New York
$1.04M -$2.46K -36 -0.2%
CWS
45
Cypress Wealth Services
California
$966K +$61.6K +899 +7%
PGA
46
Premia Global Advisors
Florida
$892K -$1.35M -19,737 -60%
NWM
47
Northwest Wealth Management
Iowa
$847K -$18K -263 -2%
IFP Advisors
48
IFP Advisors
Florida
$823K -$168K -2,448 -17%
Wedbush Securities
49
Wedbush Securities
California
$652K – – –
Chicago Partners Investment Group
50
Chicago Partners Investment Group
Illinois
$637K +$42.3K +618 +6%