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First Trust Materials AlphaDEX Fund

119 hedge funds and large institutions have $362M invested in First Trust Materials AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 28 increasing their positions, 39 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

289% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 9

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

27% more funds holding

Funds holding: 94119 (+25)

23% more capital invested

Capital invested by funds: $295M → $362M (+$67.4M)

1.89% more ownership

Funds ownership: 67.95%69.84% (+1.9%)

28% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 39

Holders
119
Holders Change
+25
Holders Change %
+26.6%
% of All Funds
1.83%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
35
Increased
28
Reduced
39
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KAS
76
Kestra Advisory Services
Texas
$338K +$7.64K +127 +2%
AWA
77
Arkadios Wealth Advisors
Georgia
$330K -$20.2K -336 -6%
SAM
78
SignalPoint Asset Management
Missouri
$318K -$722 -12 -0.2%
PWP
79
Pursue Wealth Partners
California
$311K +$301K +5,000 New
AB
80
Atlas Brown
Kentucky
$305K +$19.9K +331 +7%
KFGK
81
Keystone Financial Group (Kentucky)
Kentucky
$293K +$284K +4,715 New
SWP
82
Stratos Wealth Partners
Ohio
$293K +$284K +4,719 New
EH
83
Equitable Holdings
New York
$290K +$55.4K +920 +25%
ARC
84
Advisor Resource Council
Texas
$286K +$276K +4,593 New
CWA
85
Clarus Wealth Advisors
Arizona
$283K +$4.93K +82 +2%
FAIM
86
Financial Advocates Investment Management
Washington
$281K -$1.56K -26 -0.6%
AWM
87
Axxcess Wealth Management
California
$261K +$252K +4,194 New
CFGS
88
Concourse Financial Group Securities
Alabama
$250K -$181K -3,008 -43%
TRCT
89
Tower Research Capital (TRC)
New York
$240K -$827K -13,751 -78%
FAM
90
Flaharty Asset Management
Florida
$240K
PSF
91
Pacific Sun Financial
California
$209K +$202K +3,365 New
GWM
92
Geneos Wealth Management
Colorado
$161K +$23.8K +395 +18%
PA
93
Parallel Advisors
California
$159K +$53.9K +895 +54%
FWP
94
FAS Wealth Partners
Kansas
$125K
Fifth Third Bancorp
95
Fifth Third Bancorp
Ohio
$124K
Carson Wealth (CWM LLC)
96
Carson Wealth (CWM LLC)
Nebraska
$107K +$104K +1,724 New
AP
97
Advisors Preferred
Maryland
$104K +$42.7K +709 +73%
APA
98
American Portfolios Advisors
New York
$78.7K -$2.05K -34 -3%
NFG
99
Next Financial Group
Texas
$62K -$421 -7 -0.7%
MCC
100
Money Concepts Capital
Florida
$56K +$54.5K +905 New

FXZ Hedge Fund Activity: Q4 2021 in Review

119 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q4 2021, worth a combined $362M — up 23% from $295M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new FXZ positions and 9 closed out — a net gain of 26 holders — while 28 added to existing stakes and 39 trimmed.

The largest buyer was Ameriprise, adding an estimated $16.6M. The largest seller was Morgan Stanley, cutting an estimated $10M.

  • 119 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q4 2021, up from 94 in Q3 2021.
  • Funds reported $362M of First Trust Materials AlphaDEX Fund stock for Q4 2021, up 23% quarter-over-quarter.
  • 35 funds opened new First Trust Materials AlphaDEX Fund positions in Q4 2021 and 9 closed out, a net change of +26 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q4 2021 was Ameriprise, an estimated $16.6M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q4 2021 was Morgan Stanley, an estimated $10M sold.

Based on aggregated 13F filings for Q4 2021.