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First Trust Materials AlphaDEX Fund
FXZ

94 hedge funds and large institutions have $295M invested in First Trust Materials AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 34 increasing their positions, 27 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 27

1.34% more ownership

Funds ownership: 66.61% → 67.95% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

8% less funds holding

Funds holding: 102 → 94 (-8)

14% less capital invested

Capital invested by funds: $343M → $295M (-$47.6M)

35% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 20

Holders
94
Holders Change
-8
Holders Change %
-7.84%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
13
Increased
34
Reduced
27
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$5.53M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.34M
3
Truist Financial
Truist Financial
North Carolina
+$2.11M
4
LNC
Lincoln National Corp
Pennsylvania
+$1.68M
5
IAA
Independent Advisor Alliance
North Carolina
+$1.51M

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$11M
2
Wells Fargo
Wells Fargo
California
-$8.5M
3
VCM
Virtue Capital Management
Tennessee
-$5.18M
4
Morgan Stanley
Morgan Stanley
New York
-$5.06M
5
PFA
Plotkin Financial Advisors
Maryland
-$4.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
APA
76
American Portfolios Advisors
New York
$72.8K -$20.4K -357 -22%
NFG
77
Next Financial Group
Texas
$56K – – –
AP
78
Advisors Preferred
Maryland
$55K -$90.4K -1,581 -62%
FHA
79
First Horizon Advisors
Tennessee
$35K – – –
AF
80
Allworth Financial
California
$28K – – –
AF
81
Advisornet Financial
Minnesota
$26K – – –
HWMA
82
Heritage Wealth Management (Arizona)
Arizona
$24K – – –
Fidelity Investments
83
Fidelity Investments
Massachusetts
$20K +$20.8K +363 New
BlackRock
84
BlackRock
New York
$19K – – –
S
85
SignatureFD
Georgia
$19K – – –
HF
86
Halpern Financial
Virginia
$16.8K +$17.1K +300 New
CAAS
87
Capital Asset Advisory Services
Michigan
$14K – – –
HCP
88
Hexagon Capital Partners
Arkansas
$14K – – –
QCG
89
Quadrant Capital Group
Ohio
$10K – – –
IPW
90
IronBridge Private Wealth
Texas
$6K – – –
Koshinski Asset Management
91
Koshinski Asset Management
Illinois
$4.2K +$4.29K +75 New
WIM
92
Westside Investment Management
California
$5 – – –
VCM
93
Virtue Capital Management
Tennessee
– -$5.18M -90,055 Closed
PFA
94
Plotkin Financial Advisors
Maryland
– -$4.8M -83,417 Closed
PFA
95
Pinnacle Family Advisors
Missouri
– -$2.73M -47,452 Closed
SWP
96
Stratos Wealth Partners
Ohio
– -$2.07M -36,068 Closed
LA
97
LexAurum Advisors
Kansas
– -$1.56M -27,102 Closed
LFAS
98
Level Four Advisory Services
Texas
– -$1.29M -22,406 Closed
ARC
99
Advisor Resource Council
Texas
– -$927K -16,132 Closed
HR
100
Hayden Royal
North Carolina
– -$904K -15,726 Closed
1 2 3
4
5

FXZ Hedge Fund Activity: Q3 2021 in Review

94 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q3 2021, worth a combined $295M — down 14% from $343M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FXZ and 13 opened new positions — a net loss of 7 holders — while 27 trimmed existing stakes and 34 added.

The largest buyer was Raymond James & Associates, adding an estimated $5.53M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $11M.

  • 94 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q3 2021, down from 102 in Q2 2021.
  • Funds reported $295M of First Trust Materials AlphaDEX Fund stock for Q3 2021, down 14% quarter-over-quarter.
  • 13 funds opened new First Trust Materials AlphaDEX Fund positions in Q3 2021 and 20 closed out, a net change of -7 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q3 2021 was Raymond James & Associates, an estimated $5.53M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q3 2021 was Raymond James Financial Services Advisors, an estimated $11M sold.

Based on aggregated 13F filings for Q3 2021.