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First Trust Materials AlphaDEX Fund
FXZ

94 hedge funds and large institutions have $295M invested in First Trust Materials AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 34 increasing their positions, 27 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 27

1.34% more ownership

Funds ownership: 66.61% → 67.95% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

8% less funds holding

Funds holding: 102 → 94 (-8)

14% less capital invested

Capital invested by funds: $343M → $295M (-$47.6M)

35% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 20

Holders
94
Holders Change
-8
Holders Change %
-7.84%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
13
Increased
34
Reduced
27
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$5.53M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.34M
3
Truist Financial
Truist Financial
North Carolina
+$2.11M
4
LNC
Lincoln National Corp
Pennsylvania
+$1.68M
5
IAA
Independent Advisor Alliance
North Carolina
+$1.51M

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$11M
2
Wells Fargo
Wells Fargo
California
-$8.5M
3
VCM
Virtue Capital Management
Tennessee
-$5.18M
4
Morgan Stanley
Morgan Stanley
New York
-$5.06M
5
PFA
Plotkin Financial Advisors
Maryland
-$4.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
RFWA
51
RPg Family Wealth Advisory
Massachusetts
$502K – – –
APW
52
Aurora Private Wealth
New Jersey
$426K +$1.09K +19 +0.3%
SPIA
53
Steward Partners Investment Advisory
New York
$398K +$90.1K +1,577 +28%
CFGS
54
Concourse Financial Group Securities
Alabama
$393K +$83.7K +1,465 +26%
MOS
55
MGO One Seven
Ohio
$376K +$30.6K +535 +9%
Barclays
56
Barclays
United Kingdom
$348K +$298K +5,217 +526%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$321K +$9.89K +173 +3%
AWA
58
Arkadios Wealth Advisors
Georgia
$315K +$30.6K +535 +10%
KAS
59
Kestra Advisory Services
Texas
$297K -$242K -4,226 -44%
NA
60
NewEdge Advisors
Louisiana
$292K -$107K -1,880 -27%
SAM
61
SignalPoint Asset Management
Missouri
$288K – – –
SF
62
Synovus Financial
Georgia
$266K +$11.1K +194 +4%
AB
63
Atlas Brown
Kentucky
$256K -$2.29K -40 -0.9%
FAIM
64
Financial Advocates Investment Management
Washington
$255K – – –
CWA
65
Clarus Wealth Advisors
Arizona
$251K -$229 -4 -0.1%
CA
66
Cetera Advisors
Colorado
$243K +$248K +4,338 New
DBRC
67
D.B. Root & Company
Pennsylvania
$232K – – –
FAM
68
Flaharty Asset Management
Florida
$216K – – –
EH
69
Equitable Holdings
New York
$209K +$214K +3,740 New
IA
70
IFP Advisors
Florida
$134K +$5.95K +104 +5%
GWM
71
Geneos Wealth Management
Colorado
$126K -$12.6K -220 -9%
FWP
72
FAS Wealth Partners
Kansas
$113K +$115K +2,010 New
Fifth Third Bancorp
73
Fifth Third Bancorp
Ohio
$112K – – –
PA
74
Parallel Advisors
California
$93K +$22.9K +400 +32%
BEI
75
Benjamin Edwards Inc
Missouri
$83K – – –
1 2
3
4 5

FXZ Hedge Fund Activity: Q3 2021 in Review

94 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q3 2021, worth a combined $295M — down 14% from $343M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FXZ and 13 opened new positions — a net loss of 7 holders — while 27 trimmed existing stakes and 34 added.

The largest buyer was Raymond James & Associates, adding an estimated $5.53M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $11M.

  • 94 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q3 2021, down from 102 in Q2 2021.
  • Funds reported $295M of First Trust Materials AlphaDEX Fund stock for Q3 2021, down 14% quarter-over-quarter.
  • 13 funds opened new First Trust Materials AlphaDEX Fund positions in Q3 2021 and 20 closed out, a net change of -7 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q3 2021 was Raymond James & Associates, an estimated $5.53M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q3 2021 was Raymond James Financial Services Advisors, an estimated $11M sold.

Based on aggregated 13F filings for Q3 2021.