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First Trust Materials AlphaDEX Fund

71 hedge funds and large institutions have $87.6M invested in First Trust Materials AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 19 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

64% more capital invested

Capital invested by funds: $53.3M → $87.6M (+$34.3M)

16% more funds holding

Funds holding: 6171 (+10)

11.4% more ownership

Funds ownership: 44.01%55.41% (+11%)

14% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 22

Holders
71
Holders Change
+10
Holders Change %
+16.39%
% of All Funds
1.4%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
19
Reduced
22
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
51
Citigroup
New York
$58K -$3.85K -100 -6%
PNC Financial Services Group
52
PNC Financial Services Group
Pennsylvania
$55K -$9.48K -246 -15%
GWM
53
Geneos Wealth Management
Colorado
$48K
APA
54
American Portfolios Advisors
New York
$41.9K +$11.7K +303 +41%
QCG
55
Quadrant Capital Group
Ohio
$24K +$24.8K +643 New
AF
56
Allworth Financial
California
$20K
WAP
57
Wealthcare Advisory Partners
Pennsylvania
$20K
LFG
58
LifePlan Financial Group
Ohio
$17K
S
59
SignatureFD
Georgia
$14K
OPS
60
Orion Portfolio Solutions
Nebraska
$12K +$11.6K +300 New
ASN
61
Advisory Services Network
Georgia
$10K
CFGS
62
Concourse Financial Group Securities
Alabama
$10K +$4.63K +120 +90%
BFEC
63
Benjamin F. Edwards & Company
Missouri
$7K -$368K -9,545 -98%
FHA
64
First Horizon Advisors
Tennessee
$7K +$6.71K +174 New
NC
65
NewSquare Capital
Pennsylvania
$6K
RFM
66
Royal Fund Management
Florida
$4K
GFPC
67
Global Financial Private Capital
Florida
$3K
CAAS
68
Capital Asset Advisory Services
Michigan
$2K +$1.93K +50 New
GFPC
69
Global Financial Private Client
Florida
$761 +$733 +19 New
WQ
70
Wealth Quarterback
New Jersey
$54 +$69.8K +1,810 New
Citadel Advisors
71
Citadel Advisors
Florida
-$1.84M -49,343 Closed
AW
72
ACG Wealth
Georgia
-$653K -17,525 Closed
PFS
73
Prospera Financial Services
Texas
-$402K -10,795 Closed
AIC
74
Ameritas Investment Company
Nebraska
-$97K -2,609 Closed
UBS AM
75
UBS AM
Illinois
-$24.8K -665 Closed

FXZ Hedge Fund Activity: Q4 2019 in Review

71 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q4 2019, worth a combined $87.6M — up 64% from $53.3M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FXZ positions and 6 closed out — a net gain of 11 holders — while 19 added to existing stakes and 22 trimmed.

The largest buyer was Fulcrum Equity Management, adding an estimated $14.1M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.84M sold.

  • 71 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q4 2019, up from 61 in Q3 2019.
  • Funds reported $87.6M of First Trust Materials AlphaDEX Fund stock for Q4 2019, up 64% quarter-over-quarter.
  • 17 funds opened new First Trust Materials AlphaDEX Fund positions in Q4 2019 and 6 closed out, a net change of +11 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q4 2019 was Fulcrum Equity Management, an estimated $14.1M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q4 2019 was Citadel Advisors, an estimated $1.84M sold.

Based on aggregated 13F filings for Q4 2019.