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First Trust Materials AlphaDEX Fund

68 hedge funds and large institutions have $141M invested in First Trust Materials AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 19 increasing their positions, 38 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

11.53% less ownership

Funds ownership: 61.72%50.19% (-12%)

13% less funds holding

Funds holding: 7868 (-10)

22% less capital invested

Capital invested by funds: $181M → $141M (-$40.5M)

50% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 38

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

89% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 9

Holders
68
Holders Change
-10
Holders Change %
-12.82%
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
1
Increased
19
Reduced
38
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
51
Tower Research Capital (TRC)
New York
$148K -$371K -9,540 -72%
PNC Financial Services Group
52
PNC Financial Services Group
Pennsylvania
$125K -$16K -411 -12%
Citigroup
53
Citigroup
New York
$87K +$42.7K +1,099 +105%
Fifth Third Bancorp
54
Fifth Third Bancorp
Ohio
$81K
RFWA
55
RPg Family Wealth Advisory
Massachusetts
$69.1K +$10.2K +262 +18%
SPIA
56
Steward Partners Investment Advisory
New York
$67K -$777 -20 -1%
SEI Investments
57
SEI Investments
Pennsylvania
$62K
PA
58
Parallel Advisors
California
$58K +$36.6K +941 +199%
UBS AM
59
UBS AM
Illinois
$43.2K
FHA
60
First Horizon Advisors
Tennessee
$38K -$5.52K -142 -13%
Manulife (Manufacturers Life Insurance)
61
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$32K -$20.2K -519 -39%
GWM
62
Geneos Wealth Management
Colorado
$32K
ASN
63
Advisory Services Network
Georgia
$23K +$13.6K +351 +166%
WIM
64
Westside Investment Management
California
$7.54K
ACM
65
Aviance Capital Management
Florida
$2K
RFM
66
Royal Fund Management
Florida
$2K
US Bancorp
67
US Bancorp
Minnesota
$1K
NA
68
Navellier & Associates
Nevada
-$16.6M -429,064 Closed
CAN
69
Cetera Advisor Networks
California
-$6.01M -155,783 Closed
HA
70
Hays Advisory
Tennessee
-$5.21M -134,832 Closed
SAM
71
SignalPoint Asset Management
Missouri
-$4.09M -105,905 Closed
PAG
72
Private Advisor Group
New Jersey
-$1.35M -35,262 Closed
IWM
73
IHT Wealth Management
Illinois
-$749 -26,638 Closed
FTS
74
Fifth Third Securities
Ohio
-$519K -13,443 Closed
CC
75
Cedar Capital
Illinois
-$275K -7,130 Closed

FXZ Hedge Fund Activity: Q3 2017 in Review

68 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q3 2017, worth a combined $141M — down 22% from $181M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FXZ and 1 opened new positions — a net loss of 8 holders — while 38 trimmed existing stakes and 19 added.

The largest buyer was LPL Financial, adding an estimated $3.17M. The largest seller was Navellier & Associates, exiting entirely with an estimated $16.6M sold.

  • 68 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q3 2017, down from 78 in Q2 2017.
  • Funds reported $141M of First Trust Materials AlphaDEX Fund stock for Q3 2017, down 22% quarter-over-quarter.
  • 1 fund opened new First Trust Materials AlphaDEX Fund positions in Q3 2017 and 9 closed out, a net change of -8 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q3 2017 was LPL Financial, an estimated $3.17M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q3 2017 was Navellier & Associates, an estimated $16.6M sold.

Based on aggregated 13F filings for Q3 2017.