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First Trust Materials AlphaDEX Fund

94 hedge funds and large institutions have $295M invested in First Trust Materials AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 34 increasing their positions, 27 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 27

1.34% more ownership

Funds ownership: 66.61%67.95% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

8% less funds holding

Funds holding: 10294 (-8)

14% less capital invested

Capital invested by funds: $343M → $295M (-$47.6M)

35% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 20

Holders
94
Holders Change
-8
Holders Change %
-7.84%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
13
Increased
34
Reduced
27
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MML Investors Services
26
MML Investors Services
Massachusetts
$2.57M +$273K +4,777 +12%
FMP
27
Financial Management Professionals
Texas
$2.25M -$2.84M -49,620 -55%
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$1.9M +$367K +6,417 +23%
CWA
29
Capital Wealth Alliance
Arizona
$1.8M +$23.8K +416 +1%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$1.79M +$73.6K +1,287 +4%
LNC
31
Lincoln National Corp
Pennsylvania
$1.64M +$1.68M +29,314 New
IAA
32
Independent Advisor Alliance
North Carolina
$1.48M +$1.51M +26,485 New
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$1.31M -$889K -15,551 -40%
SWM
34
Spire Wealth Management
Virginia
$1.3M +$145K +2,538 +12%
CAN
35
Cetera Advisor Networks
California
$1.26M -$207K -3,627 -14%
HI
36
Harbour Investments
Wisconsin
$1.05M +$138K +2,422 +15%
QCIG
37
Quad-Cities Investment Group
Iowa
$1.04M +$53.2K +930 +5%
FTUS
38
Flow Traders U.S.
New York
$1.01M +$1.03M +18,082 New
MPW
39
Monterey Private Wealth
California
$996K -$62.6K -1,095 -6%
TRCT
40
Tower Research Capital (TRC)
New York
$986K +$467K +8,165 +86%
AWM
41
AE Wealth Management
Kansas
$862K +$194K +3,394 +28%
SEP
42
Southland Equity Partners
Missouri
$809K -$51K -892 -6%
DWMG
43
DB Wealth Management Group
California
$715K -$124K -2,171 -15%
ACP
44
Aveo Capital Partners
Colorado
$708K
CC
45
Cypress Capital
Tennessee
$676K +$690K +12,069 New
SMF
46
Sterling Manor Financial
New York
$622K -$547K -9,576 -46%
GRP
47
Global Retirement Partners
California
$614K -$191K -3,343 -23%
PAG
48
Private Advisor Group
New Jersey
$613K +$626K +10,956 New
PWM
49
Purus Wealth Management
California
$612K +$277K +4,837 +79%
Qube Research & Technologies (QRT)
50
Qube Research & Technologies (QRT)
United Kingdom
$538K +$503K +8,799 +1,073%

FXZ Hedge Fund Activity: Q3 2021 in Review

94 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q3 2021, worth a combined $295M — down 14% from $343M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FXZ and 13 opened new positions — a net loss of 7 holders — while 27 trimmed existing stakes and 34 added.

The largest buyer was Raymond James & Associates, adding an estimated $5.53M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $11M.

  • 94 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q3 2021, down from 102 in Q2 2021.
  • Funds reported $295M of First Trust Materials AlphaDEX Fund stock for Q3 2021, down 14% quarter-over-quarter.
  • 13 funds opened new First Trust Materials AlphaDEX Fund positions in Q3 2021 and 20 closed out, a net change of -7 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q3 2021 was Raymond James & Associates, an estimated $5.53M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q3 2021 was Raymond James Financial Services Advisors, an estimated $11M sold.

Based on aggregated 13F filings for Q3 2021.