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First Trust Materials AlphaDEX Fund

80 hedge funds and large institutions have $195M invested in First Trust Materials AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 32 increasing their positions, 15 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 15

109% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 11

58% more capital invested

Capital invested by funds: $124M → $195M (+$71.7M)

14% more funds holding

Funds holding: 7080 (+10)

0.91% more ownership

Funds ownership: 67.68%68.59% (+0.91%)

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
80
Holders Change
+10
Holders Change %
+14.29%
% of All Funds
1.4%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
23
Increased
32
Reduced
15
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWA
26
Capital Wealth Alliance
Arizona
$1.62M +$1.53M +29,387 New
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$1.59M +$276K +5,304 +22%
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$1.39M +$1.31M +25,185 New
IAA
29
Independent Advisor Alliance
North Carolina
$1.36M +$1.29M +24,714 New
MPW
30
Monterey Private Wealth
California
$1.12M -$60.8K -1,168 -6%
QCIG
31
Quad-Cities Investment Group
Iowa
$897K +$80.4K +1,544 +10%
FAIM
32
Financial Advocates Investment Management
Washington
$866K -$1.02M -19,673 -56%
HR
33
Hayden Royal
North Carolina
$845K +$208 +4 +0%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$822K +$776K +14,910 New
LFF
35
Level Four Financial
Texas
$774K +$242K +4,655 New
SWM
36
Spire Wealth Management
Virginia
$720K +$687K +13,204 New
ACP
37
Aveo Capital Partners
Colorado
$697K +$96.4K +1,852 +17%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$652K +$202K +3,884 +49%
GRP
39
Global Retirement Partners
California
$637K +$602K +11,558 New
LFAS
40
Level Four Advisory Services
Texas
$619K +$584K +11,219 New
AWM
41
AE Wealth Management
Kansas
$465K +$136K +2,621 +45%
DWMG
42
DB Wealth Management Group
California
$438K +$66.8K +1,283 +19%
SEP
43
Southland Equity Partners
Missouri
$402K +$379K +7,282 New
FEM
44
Fulcrum Equity Management
Texas
$401K -$6.34M -121,781 -94%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$390K +$307K +5,898 +499%
Citigroup
46
Citigroup
New York
$304K +$287K +5,508 New
SAM
47
SignalPoint Asset Management
Missouri
$280K +$44.3K +851 +20%
MW
48
Marks Wealth
Maryland
$253K +$238K +4,581 New
AB
49
Atlas Brown
Kentucky
$250K +$156 +3 +0.1%
DBRC
50
D.B. Root & Company
Pennsylvania
$229K -$6.19K -119 -3%

FXZ Hedge Fund Activity: Q1 2021 in Review

80 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q1 2021, worth a combined $195M — up 58% from $124M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXZ positions and 11 closed out — a net gain of 12 holders — while 32 added to existing stakes and 15 trimmed.

The largest buyer was Wells Fargo, adding an estimated $13.5M. The largest seller was IronBridge Private Wealth, cutting an estimated $6.78M.

  • 80 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q1 2021, up from 70 in Q4 2020.
  • Funds reported $195M of First Trust Materials AlphaDEX Fund stock for Q1 2021, up 58% quarter-over-quarter.
  • 23 funds opened new First Trust Materials AlphaDEX Fund positions in Q1 2021 and 11 closed out, a net change of +12 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q1 2021 was Wells Fargo, an estimated $13.5M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q1 2021 was IronBridge Private Wealth, an estimated $6.78M sold.

Based on aggregated 13F filings for Q1 2021.