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First Trust Materials AlphaDEX Fund
FXZ

71 hedge funds and large institutions have $87.6M invested in First Trust Materials AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 19 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

64% more capital invested

Capital invested by funds: $53.3M → $87.6M (+$34.3M)

16% more funds holding

Funds holding: 61 → 71 (+10)

11.4% more ownership

Funds ownership: 44.01% → 55.41% (+11%)

14% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 22

Holders
71
Holders Change
+10
Holders Change %
+16.39%
% of All Funds
1.4%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
19
Reduced
22
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FEM
Fulcrum Equity Management
Texas
+$14.1M
2
NA
Navellier & Associates
Nevada
+$10.9M
3
CW
CreativeOne Wealth
Kansas
+$2.1M
4
FEG
Financial Enhancement Group
Indiana
+$1.81M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.51M

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$1.84M
2
Morgan Stanley
Morgan Stanley
New York
-$1.35M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.19M
4
Goldman Sachs
Goldman Sachs
New York
-$854K
5
Wells Fargo
Wells Fargo
California
-$782K
Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$912K -$39.6K -1,026 -4%
QCIG
27
Quad-Cities Investment Group
Iowa
$832K +$1.12K +29 +0.1%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$623K -$72.4K -1,877 -11%
AG
29
Advisor Group
Arizona
$574K -$50.2K -1,301 -8%
AWM
30
AE Wealth Management
Kansas
$511K +$492K +12,761 New
RJA
31
Raymond James & Associates
Florida
$432K +$33.7K +874 +9%
RFWA
32
RPg Family Wealth Advisory
Massachusetts
$427K -$43.9K -1,139 -10%
HighTower Advisors
33
HighTower Advisors
Illinois
$420K -$3.78K -98 -0.9%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$409K +$12.6K +328 +3%
SS
35
Simplicity Solutions
Minnesota
$407K +$392K +10,170 New
NFG
36
Next Financial Group
Texas
$382K +$3.78K +98 +1%
TRCT
37
Tower Research Capital (TRC)
New York
$353K -$126K -3,279 -27%
LFAS
38
Level Four Advisory Services
Texas
$273K -$273K -7,081 -51%
ACM
39
AlphaStar Capital Management
North Carolina
$250K -$216K -5,615 -47%
CF
40
Centaurus Financial
California
$241K +$4.55K +118 +2%
PAG
41
Private Advisor Group
New Jersey
$228K – – –
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$211K +$964 +25 +0.5%
SAM
43
SignalPoint Asset Management
Missouri
$202K +$194K +5,039 New
PSF
44
Pacific Sun Financial
California
$202K +$195K +5,045 New
SPIA
45
Steward Partners Investment Advisory
New York
$107K – – –
PA
46
Parallel Advisors
California
$93K -$11.2K -290 -11%
SFS
47
Sowell Financial Services
Arkansas
$90K +$77.1K +2,000 +772%
IA
48
IFP Advisors
Florida
$84K -$964 -25 -1%
Carson Wealth (CWM LLC)
49
Carson Wealth (CWM LLC)
Nebraska
$81K – – –
Fifth Third Bancorp
50
Fifth Third Bancorp
Ohio
$80K – – –
1
2
3 4

FXZ Hedge Fund Activity: Q4 2019 in Review

71 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q4 2019, worth a combined $87.6M — up 64% from $53.3M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FXZ positions and 6 closed out — a net gain of 11 holders — while 19 added to existing stakes and 22 trimmed.

The largest buyer was Fulcrum Equity Management, adding an estimated $14.1M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.84M sold.

  • 71 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q4 2019, up from 61 in Q3 2019.
  • Funds reported $87.6M of First Trust Materials AlphaDEX Fund stock for Q4 2019, up 64% quarter-over-quarter.
  • 17 funds opened new First Trust Materials AlphaDEX Fund positions in Q4 2019 and 6 closed out, a net change of +11 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q4 2019 was Fulcrum Equity Management, an estimated $14.1M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q4 2019 was Citadel Advisors, an estimated $1.84M sold.

Based on aggregated 13F filings for Q4 2019.