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First Trust Materials AlphaDEX Fund

60 hedge funds and large institutions have $65.2M invested in First Trust Materials AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 22 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $60.7M → $65.2M (+$4.54M)

1.09% more ownership

Funds ownership: 44%45.09% (+1.1%)

5% less funds holding

Funds holding: 6360 (-3)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

27% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 22

Holders
60
Holders Change
-3
Holders Change %
-4.76%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
16
Reduced
22
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$500K -$1.57M -42,113 -76%
LFAS
27
Level Four Advisory Services
Texas
$485K +$23.8K +638 +5%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$397K -$14.3K -384 -4%
PFS
29
Prospera Financial Services
Texas
$370K +$14.2K +381 +4%
BFEC
30
Benjamin F. Edwards & Company
Missouri
$362K +$118K +3,170 +50%
Stifel Financial
31
Stifel Financial
Missouri
$347K -$9.17K -246 -3%
WCM
32
WealthBridge Capital Management
Ohio
$310K +$69.5K +1,864 +29%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$226K -$45.4K -1,217 -17%
IA
34
IFP Advisors
Florida
$219K -$33.7K -905 -14%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$184K -$10.4K -278 -5%
PA
36
Parallel Advisors
California
$110K +$6.71K +180 +7%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$89K -$7.16K -192 -8%
Carson Wealth (CWM LLC)
38
Carson Wealth (CWM LLC)
Nebraska
$81K +$52.5K +1,408 New
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$76K
Citigroup
40
Citigroup
New York
$71K
SFA
41
Semmax Financial Advisors
North Carolina
$49K -$13.6K -366 -22%
GWM
42
Geneos Wealth Management
Colorado
$46K
UBS AM
43
UBS AM
Illinois
$40.6K
SWM
44
SeaCrest Wealth Management
New York
$30K
CFGS
45
Concourse Financial Group Securities
Alabama
$28K
Bank of Montreal
46
Bank of Montreal
Ontario, Canada
$22K +$21.7K +583 New
GWMIA
47
Global Wealth Management Investment Advisory
Florida
$14K -$4.47K -120 -25%
BHWM
48
Bay Harbor Wealth Management
Maryland
$13K
S
49
SignatureFD
Georgia
$13K
BMM
50
Buffington Mohr McNeal
Idaho
$13K +$12.4K +332 New

FXZ Hedge Fund Activity: Q1 2019 in Review

60 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q1 2019, worth a combined $65.2M — up 7.5% from $60.7M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FXZ and 9 opened new positions — a net loss of 2 holders — while 22 trimmed existing stakes and 16 added.

The largest buyer was Winch Advisory Services, adding an estimated $3.82M. The largest seller was Morgan Stanley, cutting an estimated $4.85M.

  • 60 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q1 2019, down from 63 in Q4 2018.
  • Funds reported $65.2M of First Trust Materials AlphaDEX Fund stock for Q1 2019, up 7.5% quarter-over-quarter.
  • 9 funds opened new First Trust Materials AlphaDEX Fund positions in Q1 2019 and 11 closed out, a net change of -2 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q1 2019 was Winch Advisory Services, an estimated $3.82M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q1 2019 was Morgan Stanley, an estimated $4.85M sold.

Based on aggregated 13F filings for Q1 2019.