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First Trust Materials AlphaDEX Fund

93 hedge funds and large institutions have $206M invested in First Trust Materials AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 33 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 10

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

22% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 27

12% more funds holding

Funds holding: 8393 (+10)

4% less capital invested

Capital invested by funds: $215M → $206M (-$9.23M)

2.66% less ownership

Funds ownership: 58.64%55.98% (-2.7%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $228K

Holders
93
Holders Change
+10
Holders Change %
+12.05%
% of All Funds
2.13%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
21
Increased
33
Reduced
27
Closed
10
Calls
Puts
$228K
Net Calls
-$228K
Net Calls Change
-$228K
Name Holding Trade Value Shares
Change
Change in
Stake
TCM
26
Telos Capital Management
California
$1.59M +$1.66M +37,607 New
RFM
27
Royal Fund Management
Florida
$1.57M +$922K +20,935 +129%
VCM
28
Virtue Capital Management
Tennessee
$1.48M +$305K +6,919 +25%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$1.34M +$627K +14,245 +81%
LA
30
LexAurum Advisors
Kansas
$1.32M +$164K +3,721 +14%
CA
31
Cetera Advisors
Colorado
$1.31M +$778K +17,673 +132%
Ameriprise
32
Ameriprise
Minnesota
$1.2M +$877K +19,910 +233%
Baird Financial Group
33
Baird Financial Group
Wisconsin
$1.14M +$131K +2,981 +12%
GRP
34
Global Retirement Partners
California
$1.12M +$1.17M +26,600 New
AG
35
Advisor Group
Arizona
$1.06M +$558K +12,679 +102%
QCIG
36
Quad-Cities Investment Group
Iowa
$1.06M +$1.11M +25,108 New
TRCT
37
Tower Research Capital (TRC)
New York
$1.03M +$878K +19,942 +447%
HGWM
38
Harvest Group Wealth Management
Massachusetts
$1.03M +$21.7K +492 +2%
WI
39
Wintrust Investments
Illinois
$844K +$99.2K +2,252 +13%
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
$828K +$864K +19,629 New
AI
41
Atria Investments
North Carolina
$823K -$213K -4,847 -20%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$788K -$895K -20,315 -52%
DBRC
43
D.B. Root & Company
Pennsylvania
$774K -$16.9K -383 -2%
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$727K -$144K -3,277 -16%
Janney Montgomery Scott
45
Janney Montgomery Scott
Pennsylvania
$701K +$94.8K +2,152 +15%
Goldman Sachs
46
Goldman Sachs
New York
$700K +$730K +16,587 New
BFEC
47
Benjamin F. Edwards & Company
Missouri
$603K -$1.23M -27,880 -66%
MML Investors Services
48
MML Investors Services
Massachusetts
$557K +$1.72K +39 +0.3%
LFAS
49
Level Four Advisory Services
Texas
$528K +$38.2K +868 +7%
GFPC
50
Global Financial Private Capital
Florida
$514K -$2.73K -62 -0.5%

FXZ Hedge Fund Activity: Q1 2018 in Review

93 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q1 2018, worth a combined $206M — down 4.3% from $215M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FXZ positions and 10 closed out — a net gain of 11 holders — while 33 added to existing stakes and 27 trimmed.

The largest buyer was Barber Financial Group, opening a new position worth an estimated $14.9M. The largest seller was Wells Fargo, cutting an estimated $12.2M.

  • 93 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q1 2018, up from 83 in Q4 2017.
  • Funds reported $206M of First Trust Materials AlphaDEX Fund stock for Q1 2018, down 4.3% quarter-over-quarter.
  • 21 funds opened new First Trust Materials AlphaDEX Fund positions in Q1 2018 and 10 closed out, a net change of +11 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q1 2018 was Barber Financial Group, an estimated $14.9M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q1 2018 was Wells Fargo, an estimated $12.2M sold.

Based on aggregated 13F filings for Q1 2018.