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First Trust Materials AlphaDEX Fund

83 hedge funds and large institutions have $215M invested in First Trust Materials AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 30 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

214% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 7

53% more capital invested

Capital invested by funds: $141M → $215M (+$74M)

50% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 20

22% more funds holding

Funds holding: 6883 (+15)

8.45% more ownership

Funds ownership: 50.19%58.64% (+8.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
83
Holders Change
+15
Holders Change %
+22.06%
% of All Funds
1.88%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
22
Increased
30
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VCM
26
Virtue Capital Management
Tennessee
$1.2M +$1.15M +27,447 New
BCM
27
Barometer Capital Management
Ontario, Canada
$1.1M +$1.05M +25,000 New
AI
28
Atria Investments
North Carolina
$1.07M +$396K +9,467 +64%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$1.06M -$1.05K -25 -0.1%
HGWM
30
Harvest Group Wealth Management
Massachusetts
$1.05M +$999K +23,873 New
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$900K +$287K +6,856 +50%
DBRC
32
D.B. Root & Company
Pennsylvania
$821K +$784K +18,732 New
WI
33
Wintrust Investments
Illinois
$779K +$248K +5,923 +50%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$773K +$415K +9,910 +128%
RFM
35
Royal Fund Management
Florida
$711K +$677K +16,182 +31,729%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$634K +$82.2K +1,965 +16%
Citadel Advisors
37
Citadel Advisors
Florida
$592K -$758K -18,103 -57%
CA
38
Cetera Advisors
Colorado
$583K -$1.43M -34,154 -72%
MML Investors Services
39
MML Investors Services
Massachusetts
$577K -$28.5K -680 -5%
RFWA
40
RPg Family Wealth Advisory
Massachusetts
$551K +$454K +10,850 +633%
AG
41
Advisor Group
Arizona
$544K +$131K +3,137 +34%
GFPC
42
Global Financial Private Capital
Florida
$537K -$118K -2,820 -19%
LFAS
43
Level Four Advisory Services
Texas
$511K +$122K +2,911 +33%
RPG
44
Risk Paradigm Group
Texas
$487K +$7.66K +183 +2%
PFS
45
Prospera Financial Services
Texas
$422K -$1.8K -43 -0.4%
BTS
46
BB&T Securities
Virginia
$386K +$38.5K +921 +12%
Ameriprise
47
Ameriprise
Minnesota
$374K +$144K +3,433 +67%
IA
48
IFP Advisors
Florida
$366K -$57.7K -1,379 -14%
SWP
49
Stratos Wealth Partners
Ohio
$358K -$23.2K -555 -6%
W
50
WealthShield
North Carolina
$357K +$333K +7,949 New

FXZ Hedge Fund Activity: Q4 2017 in Review

83 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q4 2017, worth a combined $215M — up 53% from $141M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FXZ positions and 7 closed out — a net gain of 15 holders — while 30 added to existing stakes and 20 trimmed.

The largest buyer was Wells Fargo, adding an estimated $15.5M. The largest seller was Cetera Advisors, cutting an estimated $1.43M.

  • 83 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q4 2017, up from 68 in Q3 2017.
  • Funds reported $215M of First Trust Materials AlphaDEX Fund stock for Q4 2017, up 53% quarter-over-quarter.
  • 22 funds opened new First Trust Materials AlphaDEX Fund positions in Q4 2017 and 7 closed out, a net change of +15 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q4 2017 was Wells Fargo, an estimated $15.5M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q4 2017 was Cetera Advisors, an estimated $1.43M sold.

Based on aggregated 13F filings for Q4 2017.