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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$53.4M -$4.55M -214,155 -8%
LPL Financial
2
LPL Financial
California
$23.6M +$2.05M +96,633 +10%
Bank of America
3
Bank of America
North Carolina
$21.3M +$4.84M +227,784 +30%
Morgan Stanley
4
Morgan Stanley
New York
$20M +$5.78M +272,040 +42%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$13.4M -$4.27M -200,980 -24%
AG
6
Advisor Group
Arizona
$12.1M -$1.21M -56,980 -9%
SPC
7
Sigma Planning Corp
Michigan
$6.03M +$347K +16,300 +6%
PAG
8
Private Advisor Group
New Jersey
$3.15M -$344K -16,170 -10%
RJA
9
Raymond James & Associates
Florida
$2.84M +$605K +28,446 +28%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.79M +$45.2K +2,128 +2%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$2.77M +$2.73M +128,269 New
CCB
12
Cutter & Co Brokerage
Missouri
$2.1M +$2.07M +97,530 New
MFS
13
MSI Financial Services
Massachusetts
$1.99M +$274K +12,879 +16%
PFS
14
Prospera Financial Services
Texas
$1.99M +$154K +7,250 +9%
GWM
15
Geneos Wealth Management
Colorado
$1.52M -$50.2K -2,361 -3%
RAM
16
Riggs Asset Management
Pennsylvania
$1.51M -$28.7K -1,349 -2%
CA
17
Cetera Advisors
Colorado
$1.48M -$138K -6,513 -9%
DADC
18
D.A. Davidson & Co
Montana
$1.36M +$137K +6,455 +11%
NPC
19
National Planning Corporation
California
$1.14M -$22.2K -1,046 -2%
MIAN
20
Mariner Independent Advisor Network
Kansas
$1.02M +$29.8K +1,400 +3%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$920K -$38.6K -1,815 -4%
FWM
22
Frontier Wealth Management
Missouri
$835K -$488K -22,970 -37%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$822K +$14.2K +668 +2%
IH
24
IFC Holdings
Florida
$662K +$447K +21,017 +218%
Citadel Advisors
25
Citadel Advisors
Florida
$573K +$564K +26,550 New
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