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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$57.8M -$3.89M -146,005 -6%
Morgan Stanley
2
Morgan Stanley
New York
$51M -$4.64M -173,779 -8%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$44.1M -$2.02M -75,820 -4%
LPL Financial
4
LPL Financial
California
$39.1M -$599K -22,470 -2%
RJA
5
Raymond James & Associates
Florida
$26M +$15.9M +594,395 +160%
Bank of America
6
Bank of America
North Carolina
$14.8M -$1.16M -43,519 -7%
AI
7
Atria Investments
North Carolina
$14.6M +$14.8M +556,467 New
Wells Fargo
8
Wells Fargo
California
$13M -$2.78M -104,217 -18%
SPC
9
Sigma Planning Corp
Michigan
$10.8M -$931K -34,907 -8%
BTS
10
BB&T Securities
Virginia
$10.6M +$260K +9,740 +3%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$8.43M +$567K +21,273 +7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$6.69M +$327K +12,250 +5%
PAG
13
Private Advisor Group
New Jersey
$6.48M +$243K +9,100 +4%
OIA
14
OneDigital Investment Advisors
Kansas
$5.4M -$272K -10,198 -5%
AG
15
Advisor Group
Arizona
$4.69M -$13.1M -489,551 -74%
PFS
16
Prospera Financial Services
Texas
$4.32M +$4.29M +160,674 New
KFGK
17
Keystone Financial Group (Kentucky)
Kentucky
$3.92M -$70.9K -2,659 -2%
PAG
18
Private Advisory Group
Washington
$3.36M +$2.35M +88,183 +240%
CFD
19
Creative Financial Designs
Indiana
$3.24M +$293K +10,983 +10%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$2.83M -$60.1K -2,253 -2%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$2.49M +$754K +28,273 +44%
MML Investors Services
22
MML Investors Services
Massachusetts
$2.29M -$702K -26,321 -24%
Stifel Financial
23
Stifel Financial
Missouri
$1.91M -$43K -1,611 -2%
GWM
24
Geneos Wealth Management
Colorado
$1.9M -$3.07K -115 -0.2%
RAM
25
Riggs Asset Management
Pennsylvania
$1.78M -$25.7K -963 -1%
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