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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$73.6M -$373K -13,677 -0.5%
Morgan Stanley
2
Morgan Stanley
New York
$45.3M +$10.4M +381,307 +29%
LPL Financial
3
LPL Financial
California
$33.4M +$2.52M +92,572 +8%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$24.3M -$1.57M -57,437 -6%
Wells Fargo
5
Wells Fargo
California
$16.7M +$2.91M +106,843 +21%
Bank of America
6
Bank of America
North Carolina
$13.6M +$1.97M +72,325 +17%
AG
7
Advisor Group
Arizona
$10.5M -$782K -28,711 -7%
SPC
8
Sigma Planning Corp
Michigan
$10.4M +$2.23M +81,938 +27%
RJA
9
Raymond James & Associates
Florida
$6.37M +$419K +15,367 +7%
RCAG
10
Rehmann Capital Advisory Group
Michigan
$5.86M +$5.98M +219,470 New
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$5.32M +$1.31M +48,219 +31%
PFS
12
Prospera Financial Services
Texas
$4.25M +$656K +24,075 +18%
PAG
13
Private Advisor Group
New Jersey
$3.1M +$1.85M +67,748 +140%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$2.97M +$1.48M +54,367 +96%
MML Investors Services
15
MML Investors Services
Massachusetts
$2.83M +$34.8K +1,277 +1%
KFGK
16
Keystone Financial Group (Kentucky)
Kentucky
$2.74M +$2.87M +105,163 New
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$2.61M +$176K +6,460 +7%
GWM
18
Geneos Wealth Management
Colorado
$2.6M +$81.9K +3,007 +3%
RAM
19
Riggs Asset Management
Pennsylvania
$1.8M +$87.1K +3,197 +5%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.57M -$40.8K -1,497 -2%
Jane Street
21
Jane Street
New York
$1.46M +$1.48M +54,472 New
CA
22
Cetera Advisors
Colorado
$1.45M +$46.4K +1,702 +3%
CCB
23
Cutter & Co Brokerage
Missouri
$1.42M +$106K +3,876 +8%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.28M +$280K +10,278 +27%
MIAN
25
Mariner Independent Advisor Network
Kansas
$1.26M +$263K +9,661 +26%
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