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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$60.7M +$5.21M +233,306 +9%
LPL Financial
2
LPL Financial
California
$26.6M +$2.47M +110,442 +10%
Morgan Stanley
3
Morgan Stanley
New York
$24M +$3.17M +141,817 +15%
Bank of America
4
Bank of America
North Carolina
$19M -$3.12M -139,711 -14%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$17.6M +$3.71M +165,844 +27%
AG
6
Advisor Group
Arizona
$11.3M -$1.25M -56,038 -10%
SPC
7
Sigma Planning Corp
Michigan
$5.79M -$479K -21,423 -8%
PAG
8
Private Advisor Group
New Jersey
$3.94M +$784K +35,094 +25%
RJA
9
Raymond James & Associates
Florida
$3.36M +$412K +18,446 +14%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$2.58M +$1.62M +72,392 +170%
CCB
11
Cutter & Co Brokerage
Missouri
$2.16M -$24.5K -1,095 -1%
PFS
12
Prospera Financial Services
Texas
$2.12M +$50.8K +2,275 +2%
GWM
13
Geneos Wealth Management
Colorado
$2.08M +$499K +22,316 +32%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.56M +$1.19M +53,447 +334%
DADC
15
D.A. Davidson & Co
Montana
$1.55M +$141K +6,316 +10%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.53M -$1.34M -60,062 -47%
RAM
17
Riggs Asset Management
Pennsylvania
$1.46M -$113K -5,040 -7%
CA
18
Cetera Advisors
Colorado
$1.01M -$530K -23,744 -35%
IH
19
IFC Holdings
Florida
$890K +$203K +9,071 +30%
FWM
20
Frontier Wealth Management
Missouri
$819K -$49.4K -2,211 -6%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$720K -$133K -5,970 -16%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$695K -$2.2M -98,361 -76%
SWP
23
Stratos Wealth Partners
Ohio
$400K -$131K -5,872 -25%
JIP
24
Jaffetilchin Investment Partners
Florida
$329K -$252K -11,260 -43%
IAA
25
Independent Advisor Alliance
North Carolina
$284K +$285K +12,762 New
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