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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$71M -$1.55M -61,614 -2%
Morgan Stanley
2
Morgan Stanley
New York
$33.7M +$2.62M +103,834 +9%
LPL Financial
3
LPL Financial
California
$29.7M -$283K -11,194 -1%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$24.9M +$4.13M +163,742 +20%
Wells Fargo
5
Wells Fargo
California
$13.3M +$803K +31,823 +7%
Bank of America
6
Bank of America
North Carolina
$11.2M +$1.1M +43,613 +11%
AG
7
Advisor Group
Arizona
$10.9M +$1.47M +58,261 +16%
SPC
8
Sigma Planning Corp
Michigan
$7.9M +$185K +7,325 +2%
RJA
9
Raymond James & Associates
Florida
$5.72M +$1.06M +41,924 +23%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$3.96M +$333K +13,206 +9%
PFS
11
Prospera Financial Services
Texas
$3.47M +$801K +31,756 +31%
MML Investors Services
12
MML Investors Services
Massachusetts
$2.69M +$45.2K +1,790 +2%
IH
13
IFC Holdings
Florida
$2.44M +$45.3K +1,793 +2%
GWM
14
Geneos Wealth Management
Colorado
$2.42M -$66.7K -2,644 -3%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$2.34M +$274K +10,863 +14%
RAM
16
Riggs Asset Management
Pennsylvania
$1.64M -$14.5K -575 -0.9%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.54M +$364K +14,409 +31%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.46M -$85.6K -3,391 -6%
CA
19
Cetera Advisors
Colorado
$1.34M -$80.2K -3,177 -6%
PAG
20
Private Advisor Group
New Jersey
$1.29M -$2.86M -113,515 -70%
CCB
21
Cutter & Co Brokerage
Missouri
$1.26M +$907K +35,940 +273%
DADC
22
D.A. Davidson & Co
Montana
$1.15M -$775K -30,702 -41%
MIAN
23
Mariner Independent Advisor Network
Kansas
$998K -$331K -13,106 -26%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$972K +$306K +12,137 +47%
PAG
25
Private Advisory Group
Washington
$917K +$902K +35,733 New
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