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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$55.3M -$4.33M -170,866 -7%
Morgan Stanley
2
Morgan Stanley
New York
$45.9M -$11.3M -445,382 -19%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$39.3M -$6.69M -263,965 -14%
LPL Financial
4
LPL Financial
California
$33.4M +$118K +4,669 +0.3%
Wells Fargo
5
Wells Fargo
California
$16.1M -$3.81M -150,326 -18%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$15.4M +$16.7M +657,489 New
AG
7
Advisor Group
Arizona
$14.8M +$1.82M +71,680 +13%
Bank of America
8
Bank of America
North Carolina
$10.4M -$5.18M -204,550 -32%
RJA
9
Raymond James & Associates
Florida
$9.05M -$797K -31,480 -8%
SPC
10
Sigma Planning Corp
Michigan
$8.85M -$907K -35,801 -9%
BTS
11
BB&T Securities
Virginia
$8.74M -$9.23M -364,502 -49%
RCAG
12
Rehmann Capital Advisory Group
Michigan
$8.12M +$555K +21,905 +7%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$6.12M +$644K +25,439 +11%
PAG
14
Private Advisor Group
New Jersey
$5.39M +$334K +13,203 +6%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$5.32M +$3.61M +142,368 +168%
OIA
16
OneDigital Investment Advisors
Kansas
$4.78M +$5.17M +204,103 New
PFS
17
Prospera Financial Services
Texas
$3.88M +$320K +12,648 +8%
KFGK
18
Keystone Financial Group (Kentucky)
Kentucky
$3.59M +$507K +20,014 +15%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$2.51M -$33.8K -1,336 -1%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$2.46M -$213K -8,392 -7%
GIA
21
Gladstone Institutional Advisory
Florida
$2.4M +$2.6M +102,677 New
MML Investors Services
22
MML Investors Services
Massachusetts
$2.38M -$36.5K -1,442 -1%
Stifel Financial
23
Stifel Financial
Missouri
$1.82M +$819K +32,338 +71%
GFP
24
Gryphon Financial Partners
Ohio
$1.68M +$1.53M +60,510 New
RAM
25
Riggs Asset Management
Pennsylvania
$1.57M -$71.1K -2,806 -4%
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