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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$37.2M +$4.5M +127,459 +14%
LPL Financial
2
LPL Financial
California
$24.2M +$2.34M +66,321 +11%
UBS Group
3
UBS Group
Switzerland
$22M +$299K +8,466 +1%
Mariner
4
Mariner
Kansas
$15.4M +$3.29M +93,407 +27%
AI
5
Atria Investments
North Carolina
$14.6M +$3.02M +85,766 +26%
Wells Fargo
6
Wells Fargo
California
$11.5M -$234K -6,639 -2%
RA
7
RiverTree Advisors
Florida
$7.98M +$8.04M +227,931 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$6.95M -$724K -20,537 -9%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$6.47M +$3.02M +85,669 +86%
Osaic Holdings
10
Osaic Holdings
Arizona
$6.39M +$778K +22,063 +14%
Bank of America
11
Bank of America
North Carolina
$5.82M +$1.1M +31,109 +23%
PFS
12
Prospera Financial Services
Texas
$4.63M +$209K +5,920 +5%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$4.48M -$89.4K -2,534 -2%
RJA
14
Raymond James & Associates
Florida
$4.06M -$1.05M -29,723 -20%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$2.93M +$1.28M +36,382 +77%
CFD
16
Creative Financial Designs
Indiana
$2.18M -$132K -3,737 -6%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.57M -$76.7K -2,175 -5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.51M +$344K +9,745 +29%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$1.23M +$304K +8,616 +32%
CAN
20
Claraphi Advisory Network
United States
$1.07M +$1.08M +30,698 New
OIA
21
OneDigital Investment Advisors
Kansas
$1.04M +$1.02K +29 +0.1%
SOS
22
Silver Oak Securities
Tennessee
$892K +$898K +25,475 New
MML Investors Services
23
MML Investors Services
Massachusetts
$851K +$137K +3,882 +19%
Truist Financial
24
Truist Financial
North Carolina
$825K +$184K +5,226 +29%
OC
25
Oppenheimer & Co
New York
$820K -$14.6K -414 -2%
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