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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$75.1M -$393K -14,252 -0.5%
Morgan Stanley
2
Morgan Stanley
New York
$49M +$2.49M +90,280 +5%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$47.9M +$23.1M +837,482 +92%
LPL Financial
4
LPL Financial
California
$36.3M +$2.07M +75,110 +6%
BTS
5
BB&T Securities
Virginia
$22.4M +$22.5M +816,523 New
Wells Fargo
6
Wells Fargo
California
$18.7M +$1.52M +55,200 +9%
Bank of America
7
Bank of America
North Carolina
$15M +$1.04M +37,758 +7%
AG
8
Advisor Group
Arizona
$11.2M +$357K +12,951 +3%
SPC
9
Sigma Planning Corp
Michigan
$10.9M +$231K +8,368 +2%
RJA
10
Raymond James & Associates
Florida
$7.68M +$1.16M +42,073 +18%
RCAG
11
Rehmann Capital Advisory Group
Michigan
$7.66M +$1.65M +59,985 +27%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$5.32M – – –
PFS
13
Prospera Financial Services
Texas
$4.34M -$20.1K -728 -0.5%
KFGK
14
Keystone Financial Group (Kentucky)
Kentucky
$3.2M +$280K +10,178 +10%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$3.04M -$8.51K -309 -0.3%
GWM
16
Geneos Wealth Management
Colorado
$2.81M +$143K +5,185 +5%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$2.74M +$62.4K +2,265 +2%
MML Investors Services
18
MML Investors Services
Massachusetts
$2.71M -$200K -7,272 -7%
RAM
19
Riggs Asset Management
Pennsylvania
$1.92M +$76.2K +2,765 +4%
Jane Street
20
Jane Street
New York
$1.7M +$208K +7,549 +14%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.51M +$191K +6,923 +14%
CA
22
Cetera Advisors
Colorado
$1.41M -$71.4K -2,593 -5%
PAG
23
Private Advisor Group
New Jersey
$1.34M -$1.87M -68,024 -59%
DADC
24
D.A. Davidson & Co
Montana
$1.24M +$9.64K +350 +0.8%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$1.18M -$434K -15,753 -27%
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