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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$31.6M +$31.1M +1,522,457 New
RJFSA
2
Raymond James Financial Services Advisors
Florida
$17M +$16.7M +816,542 New
LPL Financial
3
LPL Financial
California
$13.2M +$7.33M +359,287 +130%
Morgan Stanley
4
Morgan Stanley
New York
$9.59M +$9.42M +461,578 New
Bank of America
5
Bank of America
North Carolina
$9.51M +$7.92M +387,914 +554%
SPC
6
Sigma Planning Corp
Michigan
$5.4M +$5.3M +259,825 New
PAG
7
Private Advisor Group
New Jersey
$2.8M +$2.75M +134,684 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.29M +$2.25M +110,277 New
Jane Street
9
Jane Street
New York
$1.9M +$1.87M +91,599 New
PFS
10
Prospera Financial Services
Texas
$1.6M +$1.57M +76,825 New
GWM
11
Geneos Wealth Management
Colorado
$1.5M +$1.24M +60,834 +569%
RAM
12
Riggs Asset Management
Pennsylvania
$1.44M +$47.6K +2,333 +3%
AG
13
Advisor Group
Arizona
$1.34M +$1.32M +64,744 New
NPC
14
National Planning Corporation
California
$1.28M -$73.5K -3,599 -6%
CA
15
Cetera Advisors
Colorado
$1.2M +$1.18M +57,964 New
DADC
16
D.A. Davidson & Co
Montana
$1.18M +$1.06M +51,703 +1,034%
RJA
17
Raymond James & Associates
Florida
$959K +$943K +46,171 New
Citadel Advisors
18
Citadel Advisors
Florida
$945K +$929K +45,491 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$819K +$805K +39,411 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$553K +$543K +26,600 New
CCB
21
Cutter & Co Brokerage
Missouri
$460K +$452K +22,135 New
WS
22
Wedbush Securities
California
$331K +$325K +15,920 New
VKH
23
Virtu KCG Holdings
New York
$265K +$260K +12,744 New
IH
24
IFC Holdings
Florida
$253K +$247K +12,110 New
Stifel Financial
25
Stifel Financial
Missouri
$236K +$231K +11,320 New
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